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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Financials 5.41%
2 Consumer Staples 5.31%
3 Industrials 5.12%
4 Technology 5.11%
5 Healthcare 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MPWR icon
2776
Monolithic Power Systems
MPWR
$68.9B
$50K ﹤0.01%
625
+117
+23% +$8.64K
PJT icon
2777
PJT Partners
PJT
$4.46B
$50K ﹤0.01%
1,846
+260
+16% +$6.51K
TDS icon
2778
Telephone and Data Systems
TDS
$4.05B
$50K ﹤0.01%
1,827
+62
+4% +$1.81K
TU icon
2779
Telus
TU
$15.4B
$50K ﹤0.01%
3,080
– –
VONV icon
2780
Vanguard Russell 1000 Value ETF
VONV
$22B
$50K ﹤0.01%
1,064
-56
-5% -$2.58K
NNC
2781
DELISTED
Nuveen North Carolina Quality Municipal Income Fund
NNC
$50K ﹤0.01%
3,500
– –
GAZ
2782
DELISTED
iPath Bloomberg Natural Gas Subindex Total Return ETN due October 22, 2037
GAZ
$50K ﹤0.01%
95,775
+85,000
+789% +$44.5K
MTGE
2783
DELISTED
MTGE Investment Corp. Common Stock
MTGE
$50K ﹤0.01%
2,900
-152
-5% -$2.56K
PXLC
2784
DELISTED
POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO
PXLC
$50K ﹤0.01%
1,200
– –
CZNC icon
2785
Citizens & Northern Corp
CZNC
$466M
$49K ﹤0.01%
2,249
+649
+41% +$13.8K
EGO icon
2786
Eldorado Gold
EGO
$10.4B
$49K ﹤0.01%
2,518
-220
-8% -$4.54K
EVH icon
2787
Evolent Health
EVH
$529M
$49K ﹤0.01%
2,000
– –
FDM icon
2788
First Trust Dow Jones Select MicroCap Index Fund
FDM
$273M
$49K ﹤0.01%
1,345
-656
-33% -$23.3K
FUL icon
2789
H.B. Fuller
FUL
$3.38B
$49K ﹤0.01%
1,056
-186
-15% -$8.62K
LCNB icon
2790
LCNB Corp
LCNB
$283M
$49K ﹤0.01%
2,700
– –
RIGS icon
2791
ALPS Strategic Income Fund
RIGS
$60.5M
$49K ﹤0.01%
1,956
+108
+6% +$2.73K
RVNU icon
2792
Xtrackers Municipal Infrastructure Revenue Bond Active ETF
RVNU
$144M
$49K ﹤0.01%
1,782
+1,133
+175% +$31.4K
SOR
2793
Source Capital
SOR
$382M
$49K ﹤0.01%
1,345
– –
WAYN
2794
DELISTED
Wayne Savings Bancshares Inc
WAYN
$49K ﹤0.01%
3,599
– –
TMH
2795
DELISTED
Team Health Holdings Inc
TMH
$49K ﹤0.01%
1,490
+344
+30% +$12.7K
EMI
2796
DELISTED
Eaton Vance Michigan Municipal Income Trust
EMI
$49K ﹤0.01%
+3,496
New +$50.1K
ARTNA icon
2797
Artesian Resources
ARTNA
$369M
$48K ﹤0.01%
1,695
+503
+42% +$15.5K
CNO icon
2798
CNO Financial Group
CNO
$5.11B
$48K ﹤0.01%
3,184
-376
-11% -$6.13K
EMIF icon
2799
iShares Emerging Markets Infrastructure ETF
EMIF
$12.6M
$48K ﹤0.01%
1,558
+101
+7% +$3.11K
GIL icon
2800
Gildan
GIL
$10.5B
$48K ﹤0.01%
1,736
+1,071
+161% +$31.6K
110 111
112
113 114

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, up from 5.4% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.