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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACI
2776
DELISTED
ARCH COAL, INC.
ACI
$28K ﹤0.01%
1,562
+1,155
+284% +$23.3K
AWAY
2777
DELISTED
HOMEAWAY INC COM
AWAY
$28K ﹤0.01%
944
+145
+18% +$4.58K
PEOP
2778
DELISTED
PEOPLES FED BANCSHARES INC COM STK (MD)
PEOP
$28K ﹤0.01%
1,250
– –
QUNR
2779
DELISTED
Qunar Cayman Islands Limited
QUNR
$28K ﹤0.01%
1,000
– –
PLCM
2780
DELISTED
POLYCOM INC
PLCM
$28K ﹤0.01%
2,089
-22
-1% -$281
STL
2781
DELISTED
Sterling Bancorp
STL
$28K ﹤0.01%
1,962
+1,626
+484% +$22K
CNO icon
2782
CNO Financial Group
CNO
$5.02B
$27K ﹤0.01%
1,590
+370
+30% +$6.37K
HTLD icon
2783
Heartland Express
HTLD
$950M
$27K ﹤0.01%
+1,006
New +$25.5K
IBKR icon
2784
Interactive Brokers
IBKR
$41.4B
$27K ﹤0.01%
3,612
+84
+2% +$562
NQP
2785
DELISTED
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
$27K ﹤0.01%
1,968
– –
OMER icon
2786
Omeros
OMER
$1.26B
$27K ﹤0.01%
1,100
+500
+83% +$9.11K
PRK icon
2787
Park National Corp
PRK
$3.72B
$27K ﹤0.01%
311
+61
+24% +$5.03K
PSHG icon
2788
Performance Shipping
PSHG
$21.8M
– –
0
– –
QCRH icon
2789
QCR Holdings
QCRH
$1.73B
$27K ﹤0.01%
1,489
– –
RDY icon
2790
Dr. Reddy's Laboratories
RDY
$10.3B
$27K ﹤0.01%
2,715
+1,280
+89% +$13.5K
TTC icon
2791
Toro Company
TTC
$9.32B
$27K ﹤0.01%
814
+182
+29% +$5.62K
HEWG
2792
DELISTED
iShares Currency Hedged MSCI Germany ETF
HEWG
$27K ﹤0.01%
+1,132
New +$26.6K
JMF
2793
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
$27K ﹤0.01%
1,346
+136
+11% +$2.77K
WP
2794
DELISTED
Worldpay, Inc.
WP
$27K ﹤0.01%
777
+212
+38% +$6.86K
LNCE
2795
DELISTED
Snyders-Lance, Inc.
LNCE
$27K ﹤0.01%
892
-2,813
-76% -$81.6K
OCR
2796
DELISTED
OMNICARE INC
OCR
$27K ﹤0.01%
358
+10
+3% +$679
HHY
2797
DELISTED
Brookfield High Income Fund Inc.
HHY
$27K ﹤0.01%
2,999
-7,177
-71% -$66.5K
EBIX
2798
DELISTED
Ebix Inc
EBIX
$27K ﹤0.01%
1,577
+7
+0.4% +$108
KMI.WS
2799
DELISTED
Kinder Morgan Inc
KMI.WS
$27K ﹤0.01%
6,414
+577
+10% +$2.05K
QLIK
2800
DELISTED
QLIK TECHNOLOGIES INC COM STK (DE)
QLIK
$27K ﹤0.01%
905
+469
+108% +$13.4K
110 111
112
113 114

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.