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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MPA icon
2776
BlackRock MuniYield Pennsylvania Quality Fund
MPA
$145M
$13K ﹤0.01%
989
– –
NGD
2777
DELISTED
New Gold Inc
NGD
$13K ﹤0.01%
2,557
-1,165
-31% -$6.34K
PUI icon
2778
Invesco Dorsey Wright Utilities Momentum ETF
PUI
$55.1M
$13K ﹤0.01%
621
– –
RL icon
2779
Ralph Lauren
RL
$23.1B
$13K ﹤0.01%
74
+10
+16% +$1.7K
SFL icon
2780
SFL Corp
SFL
$1.61B
$13K ﹤0.01%
806
+791
+5,273% +$12.9K
SWBI icon
2781
Smith & Wesson
SWBI
$643M
$13K ﹤0.01%
1,250
-3,617
-74% -$32.3K
THRM icon
2782
Gentherm
THRM
$1.32B
$13K ﹤0.01%
+500
New +$11.5K
TPZ
2783
Tortoise Electrification Infrastructure ETF
TPZ
$127M
$13K ﹤0.01%
500
– –
XTN icon
2784
State Street SPDR S&P Transportation ETF
XTN
$398M
$13K ﹤0.01%
328
+152
+86% +$5.81K
SCU
2785
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$13K ﹤0.01%
90
-90
-50% -$11.9K
ABMD
2786
DELISTED
Abiomed Inc
ABMD
$13K ﹤0.01%
500
-200
-29% -$4.94K
HRC
2787
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
$13K ﹤0.01%
312
+24
+8% +$961
BPFH
2788
DELISTED
Boston Private Financial Holdings, Inc.
BPFH
$13K ﹤0.01%
1,019
-4
-0.4% -$46
HMSY
2789
DELISTED
HMS Holdings Corp.
HMSY
$13K ﹤0.01%
590
-1,000
-63% -$21.6K
TRQ
2790
DELISTED
Turquoise Hill Resources Ltd
TRQ
$13K ﹤0.01%
390
+13
+3% +$438
SDT
2791
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST I
SDT
$13K ﹤0.01%
1,459
+28
+2% +$320
ENY
2792
DELISTED
Invesco Canadian Energy Income ETF
ENY
$13K ﹤0.01%
900
-1,614
-64% -$23.7K
EVHC
2793
DELISTED
Envision Healthcare Holdings Inc
EVHC
$13K ﹤0.01%
122
– –
CDI
2794
DELISTED
CDI Corp.
CDI
$13K ﹤0.01%
678
+6
+0.9% +$98
EQY
2795
DELISTED
Equity One
EQY
$13K ﹤0.01%
592
– –
N
2796
DELISTED
Netsuite Inc
N
$13K ﹤0.01%
+122
New +$12.2K
DANG
2797
DELISTED
E-COMMERCE CHINA DANGDANG INC SPNSRD ADS REP COM CL A (CYM)
DANG
$13K ﹤0.01%
1,400
-500
-26% -$4.74K
NBBC
2798
DELISTED
NEWBRIDGE BANCORP CLASS A COM STK (NC)
NBBC
$13K ﹤0.01%
1,706
+1,540
+928% +$11.1K
ADAT
2799
DELISTED
AUTHENTIDATE HOLDING CORP COM STK (DE)
ADAT
$13K ﹤0.01%
+1,111
New +$12.7K
HUB.B
2800
DELISTED
HUBBELL INC CL-B
HUB.B
$13K ﹤0.01%
117
+10
+9% +$1.07K
110 111
112
113 114

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.