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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-11.08%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$11.1B
AUM Growth
-$848M
Cap. Flow
+$682M
Cap. Flow %
6.14%
Top 10 Hldgs %
14.4%
Holding
5,597
New
319
Increased
2,567
Reduced
1,671
Closed
195

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$110M
2
HDV
iShares Core High Dividend ETF
HDV
+$56.5M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$47.2M
4
AAPL icon
Apple
AAPL
+$47M
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$36.6M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$75.2M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$59.4M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$27.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$26.3M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.6M

Sector Composition

Rank Sector Weight
1 Technology 6.75%
2 Financials 5.93%
3 Healthcare 4.22%
4 Industrials 4.18%
5 Consumer Discretionary 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DJP icon
2751
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$821M
$100K ﹤0.01%
4,707
-1,748
-27% -$40.6K
ELME
2752
Elme Communities
ELME
$144M
$100K ﹤0.01%
4,346
-985
-18% -$27.1K
GAM
2753
General American Investors Company
GAM
$1.62B
$100K ﹤0.01%
3,506
+451
+15% +$14.8K
TPYP icon
2754
Tortoise North American Pipeline ETF
TPYP
$886M
$100K ﹤0.01%
+5,000
New +$110K
CPF icon
2755
Central Pacific Financial
CPF
$996M
$99K ﹤0.01%
4,043
+181
+5% +$4.77K
EPAM icon
2756
EPAM Systems
EPAM
$5.18B
$99K ﹤0.01%
850
+90
+12% +$11K
OPB
2757
DELISTED
Opus Bank Common Stock
OPB
$99K ﹤0.01%
4,999
+222
+5% +$4.73K
MLNX
2758
DELISTED
Mellanox Technologies, Ltd.
MLNX
$99K ﹤0.01%
1,092
+281
+35% +$23.9K
ACM icon
2759
Aecom
ACM
$8.12B
$98K ﹤0.01%
3,707
-6
-0.2% -$183
ASR icon
2760
Grupo Aeroportuario del Sureste
ASR
$7.94B
$98K ﹤0.01%
654
+31
+5% +$5.02K
DHIL
2761
DELISTED
Diamond Hill
DHIL
$98K ﹤0.01%
654
+27
+4% +$4.48K
ENTG icon
2762
Entegris
ENTG
$24.7B
$98K ﹤0.01%
3,484
-147
-4% -$3.98K
MANH icon
2763
Manhattan Associates
MANH
$11.5B
$98K ﹤0.01%
2,281
+651
+40% +$30.8K
URTH icon
2764
iShares MSCI World ETF
URTH
$8.39B
$98K ﹤0.01%
1,246
+90
+8% +$7.63K
WBIY icon
2765
WBI Power Factor High Dividend ETF
WBIY
$63.8M
$98K ﹤0.01%
4,422
+1,671
+61% +$42.2K
WLK icon
2766
Westlake Corp
WLK
$10.2B
$98K ﹤0.01%
1,492
-3,187
-68% -$230K
EDI
2767
DELISTED
Virtus Stone Harbor Emerging Markets Total Income Fund
EDI
$98K ﹤0.01%
8,971
– –
WWE
2768
DELISTED
World Wrestling Entertainment
WWE
$98K ﹤0.01%
1,308
-101
-7% -$7.58K
PE
2769
DELISTED
PARSLEY ENERGY INC
PE
$98K ﹤0.01%
6,171
-15,999
-72% -$365K
ABEV icon
2770
Ambev
ABEV
$43.2B
$97K ﹤0.01%
24,250
+3,458
+17% +$14.8K
JSML icon
2771
Janus Henderson Small Cap Growth Alpha ETF
JSML
$384M
$97K ﹤0.01%
2,732
-7,297
-73% -$287K
MIN
2772
Aberdeen Intermediate Income Fund
MIN
$282M
$97K ﹤0.01%
26,465
-3,714
-12% -$13.7K
WGO icon
2773
Winnebago Industries
WGO
$892M
$97K ﹤0.01%
4,007
-866
-18% -$23K
WLKP icon
2774
Westlake Chemical Partners
WLKP
$765M
$97K ﹤0.01%
3,997
+7
+0.2% +$162
CEA
2775
DELISTED
China Eastern Airlines
CEA
$97K ﹤0.01%
3,550
+150
+4% +$4.4K
109 110
111
112 113

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2018 Portfolio in Review

As of Q4 2018, Ladenburg Thalmann Financial Services held 5,597 positions worth $11.1B, down 7.1% from $12B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $682M of net new capital in Q4 2018, opening 319 new positions and adding to 2,567 existing holdings. Its largest new stake was Linde: 13,311 shares worth $2.07M.

By sector, the portfolio is most concentrated in Technology at 6.7% of assets, down from 7.2% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $75.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2018 buy was Linde: 13,311 shares worth $2.07M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $110M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2018 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $75.2M.
  • Ladenburg Thalmann Financial Services fully exited Corporate Capital Trust, Inc. in Q4 2018, selling an estimated $12M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $11.1B portfolio in Q4 2018.
  • Ladenburg Thalmann Financial Services opened 319 new positions and closed 195 in Q4 2018.
  • Ladenburg Thalmann Financial Services's portfolio value fell 7.1% quarter-over-quarter to $11.1B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2018, filed 14 Feb 2019.