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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Financials 5.41%
2 Consumer Staples 5.31%
3 Industrials 5.12%
4 Technology 5.11%
5 Healthcare 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACIA
2751
DELISTED
Acacia Communications Inc
ACIA
$52K ﹤0.01%
506
+247
+95% +$21.3K
KOL
2752
DELISTED
VanEck Vectors Coal ETF
KOL
$52K ﹤0.01%
+437
New +$46.4K
IPHS
2753
DELISTED
Innophos Holdings, Inc.
IPHS
$52K ﹤0.01%
1,345
-147
-10% -$6.04K
FIGY
2754
DELISTED
Barclays ETN+ FI Enhanced Global High Yield ETN
FIGY
$52K ﹤0.01%
396
– –
CSRA
2755
DELISTED
CSRA Inc.
CSRA
$52K ﹤0.01%
1,948
+1,529
+365% +$39.5K
AEIS icon
2756
Advanced Energy
AEIS
$13.2B
$51K ﹤0.01%
1,077
+396
+58% +$16.8K
DNL icon
2757
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
$504M
$51K ﹤0.01%
2,068
-1,206
-37% -$29.6K
ENTG icon
2758
Entegris
ENTG
$24.7B
$51K ﹤0.01%
2,934
+119
+4% +$1.95K
FCOR icon
2759
Fidelity Corporate Bond ETF
FCOR
$352M
$51K ﹤0.01%
+1,000
New +$51.2K
HEWJ icon
2760
iShares Currency Hedged MSCI Japan ETF
HEWJ
$766M
$51K ﹤0.01%
2,057
-4,673
-69% -$113K
HLF icon
2761
Herbalife
HLF
$1.29B
$51K ﹤0.01%
1,626
+640
+65% +$20.2K
IBDQ
2762
DELISTED
iShares iBonds Dec 2025 Term Corporate ETF
IBDQ
$51K ﹤0.01%
1,961
+300
+18% +$7.69K
LEN icon
2763
Lennar Class A
LEN
$20.9B
$51K ﹤0.01%
1,263
-6,675
-84% -$296K
KG
2764
Kestrel Group
KG
$61.7M
$51K ﹤0.01%
202
-19
-9% -$5.07K
STOT icon
2765
State Street DoubleLine Short Duration Total Return Tactical ETF
STOT
$507M
$51K ﹤0.01%
+1,000
New +$50.5K
MMAC
2766
DELISTED
MMA Capital Holdings, Inc. Common Stock
MMAC
$51K ﹤0.01%
2,780
– –
DWTR
2767
DELISTED
Invesco DWA Tactical Sector Rotation ETF
DWTR
$51K ﹤0.01%
2,026
+1
+0% +$25
AAV
2768
DELISTED
Advantage Oil & Gas Ltd
AAV
$51K ﹤0.01%
7,225
– –
CAA
2769
DELISTED
CalAtlantic Group, Inc.
CAA
$51K ﹤0.01%
1,538
– –
CTF
2770
DELISTED
Nuveen Long/Short Commodity Fd
CTF
$51K ﹤0.01%
3,868
– –
AEF
2771
abrdn Emerging Markets Equity Income Fund
AEF
$387M
$50K ﹤0.01%
8,059
+1,041
+15% +$6.6K
ESRT icon
2772
Empire State Realty Trust
ESRT
$822M
$50K ﹤0.01%
2,415
+522
+28% +$10.8K
GEL icon
2773
Genesis Energy
GEL
$1.93B
$50K ﹤0.01%
1,325
-3,142
-70% -$115K
GME icon
2774
GameStop
GME
$8.37B
$50K ﹤0.01%
7,272
-664
-8% -$4.84K
HAPN
2775
Happen Inc
HAPN
$2.26B
$50K ﹤0.01%
1,626
+342
+27% +$8.88K
109 110
111
112 113

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, up from 5.4% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.