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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GDF
2751
DELISTED
WESTERN ASSET GLB PARTNERS INCM FUND INC. COM
GDF
$14K ﹤0.01%
1,300
+1,200
+1,200% +$13.2K
RNF
2752
DELISTED
RENTECH NITROGEN PARTNERS, L.P. INT
RNF
$14K ﹤0.01%
792
+11
+1% +$238
BSJF
2753
DELISTED
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
$14K ﹤0.01%
525
+312
+146% +$8.39K
FORX
2754
DELISTED
PIMCO ETF TR FOREIGN CURRENCY STRATEGY ACTIVE ETF
FORX
$14K ﹤0.01%
300
– –
ANN
2755
DELISTED
ANN INC
ANN
$14K ﹤0.01%
363
+73
+25% +$2.59K
BRLI
2756
DELISTED
BIO-REFERENCE LABS INC-NEW-
BRLI
$14K ﹤0.01%
557
– –
NNP
2757
DELISTED
NUVEEN NY PERF PLUS MUNI FD
NNP
$14K ﹤0.01%
1,068
– –
BPZ
2758
DELISTED
BPZ RESOURCES INC COM STK
BPZ
$14K ﹤0.01%
7,500
– –
CNVR
2759
DELISTED
CONVERSANT INC COM STK (DE)
CNVR
$14K ﹤0.01%
609
-1,033
-63% -$21.6K
TXI
2760
DELISTED
TEXAS INDUSTRIES INC
TXI
$14K ﹤0.01%
200
– –
CHTP
2761
DELISTED
CHELSEA THERAPEUTICS INT'L LTD
CHTP
$14K ﹤0.01%
3,150
-850
-21% -$2.87K
LPS
2762
DELISTED
LENDER PROCESSING SERVICES INC
LPS
$14K ﹤0.01%
383
-1
-0.3% -$35
AHD
2763
DELISTED
ATLAS ENERGY L P COM UNITS REPSTG LTD PARTNER INT (DE)
AHD
$14K ﹤0.01%
301
– –
PEI
2764
DELISTED
Pennsylvania Real Estate Investment Trust
PEI
$14K ﹤0.01%
47
– –
NTP
2765
DELISTED
Nam Tai Property Inc.
NTP
$14K ﹤0.01%
2,000
– –
WNR
2766
DELISTED
Western Refining Inc
WNR
$14K ﹤0.01%
340
+49
+17% +$1.76K
BEP icon
2767
Brookfield Renewable
BEP
$10.6B
$13K ﹤0.01%
938
– –
CAR icon
2768
Avis
CAR
$4.84B
$13K ﹤0.01%
314
-65
-17% -$2.18K
CIVB icon
2769
Civista Bancshares
CIVB
$595M
$13K ﹤0.01%
2,000
+1,000
+100% +$6.54K
EA
2770
DELISTED
Electronic Arts
EA
$13K ﹤0.01%
570
-20
-3% -$480
GASS icon
2771
StealthGas
GASS
$343M
$13K ﹤0.01%
+1,300
New +$14.8K
HRZN icon
2772
Horizon Technology Finance
HRZN
$343M
$13K ﹤0.01%
941
-251
-21% -$3.46K
IAG icon
2773
IAMGOLD
IAG
$10.1B
$13K ﹤0.01%
3,982
-9,599
-71% -$41.6K
KTOS icon
2774
Kratos Defense & Security Solutions
KTOS
$11.8B
$13K ﹤0.01%
1,750
– –
MDXG icon
2775
MiMedx Group
MDXG
$612M
$13K ﹤0.01%
1,503
-1,500
-50% -$9.19K
109 110
111
112 113

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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.