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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZIXI
2726
DELISTED
Zix Corporation
ZIXI
$82K ﹤0.01%
16,700
-900
-5% -$4.74K
PRAH
2727
DELISTED
PRA Health Sciences, Inc.
PRAH
$82K ﹤0.01%
1,080
+463
+75% +$35K
MSCC
2728
DELISTED
Microsemi Corp
MSCC
$82K ﹤0.01%
1,587
+553
+53% +$27.8K
ESV
2729
DELISTED
Ensco Rowan plc
ESV
$82K ﹤0.01%
3,417
+200
+6% +$3.99K
ATHM icon
2730
Autohome
ATHM
$2.6B
$81K ﹤0.01%
+1,342
New +$76.8K
ITIC
2731
Investors Title Co
ITIC
$534M
$81K ﹤0.01%
451
+116
+35% +$20.7K
PBH icon
2732
Prestige Consumer Healthcare
PBH
$2.43B
$81K ﹤0.01%
1,615
+164
+11% +$8.38K
PEB icon
2733
Pebblebrook Hotel Trust
PEB
$2.05B
$81K ﹤0.01%
2,236
+61
+3% +$2.03K
PSCU icon
2734
Invesco S&P SmallCap Utilities & Communication Services ETF
PSCU
$17.8M
$81K ﹤0.01%
1,522
-100
-6% -$5.29K
OLOX
2735
Olenox Industries
OLOX
$4.14M
– –
0
– –
IBDO
2736
DELISTED
iShares iBonds Dec 2023 Term Corporate ETF
IBDO
$81K ﹤0.01%
3,188
+447
+16% +$11.3K
SGEN
2737
DELISTED
Seagen Inc. Common Stock
SGEN
$81K ﹤0.01%
1,506
-575
-28% -$29.4K
DIVA
2738
DELISTED
AGFiQ Hedged Dividend Income Fund
DIVA
$81K ﹤0.01%
3,193
+4
+0.1% +$101
MINI
2739
DELISTED
Mobile Mini Inc
MINI
$81K ﹤0.01%
2,325
+152
+7% +$4.67K
TSLF
2740
DELISTED
THL CREDIT SENIOR LOAN FUND
TSLF
$81K ﹤0.01%
4,625
+2,175
+89% +$38.6K
CZNC icon
2741
Citizens & Northern Corp
CZNC
$466M
$80K ﹤0.01%
3,270
+70
+2% +$1.61K
DDS icon
2742
Dillards
DDS
$9.59B
$80K ﹤0.01%
1,425
-454
-24% -$28K
TPYP icon
2743
Tortoise North American Pipeline ETF
TPYP
$872M
$80K ﹤0.01%
3,400
– –
XXII
2744
22nd Century Group
XXII
$1.42M
– –
0
– –
CRH icon
2745
CRH
CRH
$65B
$79K ﹤0.01%
2,063
-60
-3% -$2.12K
ESPR
2746
DELISTED
Esperion Therapeutics
ESPR
$79K ﹤0.01%
1,564
+514
+49% +$24.8K
GNRC icon
2747
Generac Holdings
GNRC
$12.8B
$79K ﹤0.01%
1,705
+681
+67% +$26.8K
HYGH icon
2748
iShares Interest Rate Hedged High Yield Bond ETF
HYGH
$601M
$79K ﹤0.01%
858
+575
+203% +$52.3K
NICE icon
2749
Nice
NICE
$6.17B
$79K ﹤0.01%
980
+16
+2% +$1.24K
UHT
2750
Universal Health Realty Income Trust
UHT
$573M
$79K ﹤0.01%
1,058
-1,036
-49% -$79.9K
108 109
110
111 112

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.