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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Financials 5.41%
2 Consumer Staples 5.31%
3 Industrials 5.12%
4 Technology 5.11%
5 Healthcare 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DSE
2726
DELISTED
Duff & Phelps Select MLP and Midstream Energy Fund Inc.
DSE
$54K ﹤0.01%
690
+565
+452% +$43.6K
TOFR
2727
DELISTED
Stock Split Index Fund
TOFR
$54K ﹤0.01%
3,600
– –
UTEK
2728
DELISTED
Ultratech Inc.
UTEK
$54K ﹤0.01%
2,340
– –
NW.PRC.CL
2729
DELISTED
Natwest Bank Ads Series C
NW.PRC.CL
$54K ﹤0.01%
2,100
+1,100
+110% +$28.7K
XLIS
2730
DELISTED
POWERSHARES S&P SMALLCAP INDUSTRIALS PORTFOLIO
XLIS
$54K ﹤0.01%
+1,082
New +$54K
ACIW icon
2731
ACI Worldwide
ACIW
$5.4B
$53K ﹤0.01%
2,757
+543
+25% +$10.3K
CCEP icon
2732
Coca-Cola Europacific Partners
CCEP
$47.6B
$53K ﹤0.01%
1,328
-500
-27% -$19.1K
GUT
2733
Gabelli Utility Trust
GUT
$582M
$53K ﹤0.01%
7,990
-5,221
-40% -$34.3K
IDGT icon
2734
iShares US Digital Infrastructure and Real Estate ETF
IDGT
$549M
$53K ﹤0.01%
1,299
– –
NML
2735
Neuberger Energy Infrastructure and Income Fund Inc
NML
$610M
$53K ﹤0.01%
5,745
+2,758
+92% +$24.1K
PGP
2736
PIMCO Global StockPLUS & Income Fund
PGP
$103M
$53K ﹤0.01%
2,602
+732
+39% +$14.9K
PPT
2737
Franklin Premier Income Trust
PPT
$331M
$53K ﹤0.01%
10,800
+371
+4% +$1.79K
SMB icon
2738
VanEck Short Muni ETF
SMB
$314M
$53K ﹤0.01%
2,987
-149
-5% -$2.64K
HTLF
2739
DELISTED
Heartland Financial USA, Inc.
HTLF
$53K ﹤0.01%
1,465
+76
+5% +$2.74K
CONE
2740
DELISTED
CyrusOne Inc Common Stock
CONE
$53K ﹤0.01%
1,125
+435
+63% +$22.5K
ADXS
2741
DELISTED
Advaxis Inc
ADXS
$53K ﹤0.01%
333
– –
AXE
2742
DELISTED
Anixter International Inc
AXE
$53K ﹤0.01%
824
-19
-2% -$1.14K
VWR
2743
DELISTED
VWR Corporation
VWR
$53K ﹤0.01%
1,888
-2,914
-61% -$84.5K
PEI
2744
DELISTED
Pennsylvania Real Estate Investment Trust
PEI
$53K ﹤0.01%
154
-20
-11% -$7.15K
DECK icon
2745
Deckers Outdoor
DECK
$12.7B
$52K ﹤0.01%
4,956
-390
-7% -$4.08K
GOF icon
2746
Guggenheim Strategic Opportunities Fund
GOF
$2.34B
$52K ﹤0.01%
2,726
+2,123
+352% +$39.9K
HALO icon
2747
Halozyme
HALO
$11.2B
$52K ﹤0.01%
4,300
+300
+8% +$3.07K
NMM icon
2748
Navios Maritime Partners
NMM
$2.33B
$52K ﹤0.01%
2,474
– –
PLOW icon
2749
Douglas Dynamics
PLOW
$976M
$52K ﹤0.01%
1,658
+108
+7% +$3.23K
VTLE
2750
DELISTED
Vital Energy
VTLE
$52K ﹤0.01%
201
+16
+9% +$3.65K
108 109
110
111 112

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, up from 5.4% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.