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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVNT icon
2726
Avient
AVNT
$4.23B
$14K ﹤0.01%
398
– –
AWI icon
2727
Armstrong World Industries
AWI
$7.68B
$14K ﹤0.01%
239
-1
-0.4% -$54
BANR icon
2728
Banner Corp
BANR
$2.5B
$14K ﹤0.01%
314
– –
CE icon
2729
Celanese
CE
$4.86B
$14K ﹤0.01%
262
– –
DHY
2730
Credit Suisse High Yield Credit Fund
DHY
$240M
$14K ﹤0.01%
4,658
-2,090
-31% -$6.52K
GATX icon
2731
GATX Corp
GATX
$6.33B
$14K ﹤0.01%
277
– –
GEF icon
2732
Greif
GEF
$5.03B
$14K ﹤0.01%
276
– –
IIF
2733
Morgan Stanley India Investment Fund
IIF
$219M
$14K ﹤0.01%
800
-2,000
-71% -$33.6K
INDB icon
2734
Independent Bank
INDB
$4.05B
$14K ﹤0.01%
354
– –
IYG icon
2735
iShares US Financial Services ETF
IYG
$2.24B
$14K ﹤0.01%
501
-11,793
-96% -$310K
OPLN
2736
Openlane
OPLN
$4.33B
$14K ﹤0.01%
1,258
+880
+233% +$9.55K
LFVN icon
2737
LifeVantage
LFVN
$81.9M
$14K ﹤0.01%
1,242
– –
NDAQ icon
2738
Nasdaq
NDAQ
$54.6B
$14K ﹤0.01%
1,068
+735
+221% +$8.99K
NIM icon
2739
Nuveen Select Maturities Municipal Fund
NIM
$116M
$14K ﹤0.01%
1,500
– –
OLED icon
2740
Universal Display
OLED
$4.18B
$14K ﹤0.01%
400
-200
-33% -$6.66K
PLAB icon
2741
Photronics
PLAB
$1.97B
$14K ﹤0.01%
1,523
-1,000
-40% -$8.44K
RBA icon
2742
RB Global
RBA
$16B
$14K ﹤0.01%
608
-99
-14% -$2.02K
RVNU icon
2743
Xtrackers Municipal Infrastructure Revenue Bond Active ETF
RVNU
$144M
$14K ﹤0.01%
600
– –
SPXX icon
2744
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$346M
$14K ﹤0.01%
1,008
+20
+2% +$281
TBRG
2745
DELISTED
TruBridge
TBRG
$14K ﹤0.01%
234
+82
+54% +$4.95K
CAMP
2746
DELISTED
CalAmp Corp.
CAMP
$14K ﹤0.01%
22
– –
CTT
2747
DELISTED
CATCHMARK TIMBER TRUST, INC.
CTT
$14K ﹤0.01%
+950
New +$13K
MCA
2748
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$14K ﹤0.01%
1,000
– –
AKP
2749
DELISTED
Alliance Californa Muni Fd
AKP
$14K ﹤0.01%
1,174
-482
-29% -$5.85K
AHL
2750
DELISTED
ASPEN Insurance Holding Limited
AHL
$14K ﹤0.01%
349
+143
+69% +$5.62K
108 109
110
111 112

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.