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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RTL
2726
DELISTED
ISHARES TR RETAIL REAL ESTATE CAPPED ETF
RTL
$13K ﹤0.01%
374
– –
TXI
2727
DELISTED
TEXAS INDUSTRIES INC
TXI
$13K ﹤0.01%
200
– –
LPS
2728
DELISTED
LENDER PROCESSING SERVICES INC
LPS
$13K ﹤0.01%
384
-651
-63% -$21.1K
NAFC
2729
DELISTED
NASH FINCH CO
NAFC
$13K ﹤0.01%
500
– –
ARCW
2730
DELISTED
ARC Group Worldwide, Inc
ARCW
$13K ﹤0.01%
5,128
– –
PEI
2731
DELISTED
Pennsylvania Real Estate Investment Trust
PEI
$13K ﹤0.01%
47
– –
EFII
2732
DELISTED
Electronics for Imaging
EFII
$13K ﹤0.01%
+400
New +$12.1K
JGV
2733
DELISTED
NUVEEN GLOBAL EQUITY INCOME FUND
JGV
$13K ﹤0.01%
1,000
– –
CCXE
2734
DELISTED
WISDOMTREE COMMODITY COUNTRY EQUITY FND (DE)
CCXE
$13K ﹤0.01%
409
-1,034
-72% -$30.3K
NPF
2735
DELISTED
NUVEEN PREMIER MUNI INCOME FD
NPF
$13K ﹤0.01%
1,000
– –
NIHD
2736
DELISTED
NII HOLDINGS INC CL B
NIHD
$13K ﹤0.01%
2,224
+23
+1% +$155
FNSR
2737
DELISTED
Finisar Corp
FNSR
$13K ﹤0.01%
+575
New +$11.8K
ACCO icon
2738
Acco Brands
ACCO
$399M
$12K ﹤0.01%
1,861
+1,400
+304% +$9.6K
ADUS icon
2739
Addus HomeCare
ADUS
$2.2B
$12K ﹤0.01%
400
+394
+6,567% +$8.84K
APOG icon
2740
Apogee Enterprises
APOG
$888M
$12K ﹤0.01%
403
+1
+0.2% +$28
AVNT icon
2741
Avient
AVNT
$4.23B
$12K ﹤0.01%
398
+1
+0.3% +$28
AWI icon
2742
Armstrong World Industries
AWI
$7.68B
$12K ﹤0.01%
240
– –
BANR icon
2743
Banner Corp
BANR
$2.5B
$12K ﹤0.01%
314
+145
+86% +$5.24K
BDC icon
2744
Belden
BDC
$5.36B
$12K ﹤0.01%
188
-74
-28% -$4.34K
BOOM icon
2745
DMC Global
BOOM
$153M
$12K ﹤0.01%
504
+1
+0.2% +$20
BRKL
2746
DELISTED
Brookline Bancorp
BRKL
$12K ﹤0.01%
1,298
– –
CERS icon
2747
Cerus
CERS
$572M
$12K ﹤0.01%
+1,800
New +$9.78K
DENN
2748
DELISTED
Denny's
DENN
$12K ﹤0.01%
+2,000
New +$11.7K
DMF
2749
DELISTED
BNY Mellon Municipal Income
DMF
$12K ﹤0.01%
1,413
– –
FEIM icon
2750
Frequency Electronics
FEIM
$856M
$12K ﹤0.01%
1,000
– –
108 109
110
111 112

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.