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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IHI icon
251
iShares US Medical Devices ETF
IHI
$3.38B
$6.71M 0.07%
240,960
-30,750
-11% -$851K
GSK icon
252
GSK
GSK
$106B
$6.66M 0.07%
131,055
-3,579
-3% -$182K
BOND icon
253
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.47B
$6.66M 0.07%
62,333
+8,398
+16% +$896K
FV icon
254
First Trust Dorsey Wright Focus 5 ETF
FV
$3.77B
$6.65M 0.07%
254,009
+1,076
+0.4% +$27.3K
SPHD icon
255
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.38B
$6.63M 0.07%
161,790
+44,112
+37% +$1.78M
EXC icon
256
Exelon
EXC
$47B
$6.54M 0.07%
243,215
-10,135
-4% -$271K
HBI
257
DELISTED
Hanesbrands
HBI
$6.53M 0.07%
265,361
+149,201
+128% +$3.58M
BX icon
258
Blackstone
BX
$110B
$6.46M 0.07%
193,700
+17,402
+10% +$573K
XMLV icon
259
Invesco S&P MidCap Low Volatility ETF
XMLV
$748M
$6.45M 0.07%
147,016
+25,138
+21% +$1.09M
HEFA icon
260
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.71B
$6.41M 0.07%
221,398
-32,398
-13% -$916K
VCR icon
261
Vanguard Consumer Discretionary ETF
VCR
$6.33B
$6.37M 0.07%
44,436
+3,961
+10% +$564K
PSA icon
262
Public Storage
PSA
$61.3B
$6.37M 0.07%
29,809
+8,158
+38% +$1.69M
BKLN icon
263
Invesco Senior Loan ETF
BKLN
$6.81B
$6.32M 0.07%
273,059
-78,729
-22% -$1.82M
FSTA icon
264
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.42B
$6.32M 0.07%
194,851
+8,920
+5% +$294K
ACN icon
265
Accenture
ACN
$108B
$6.31M 0.07%
46,733
+1,635
+4% +$213K
IWO icon
266
iShares Russell 2000 Growth ETF
IWO
$15.1B
$6.27M 0.07%
35,059
+3,729
+12% +$633K
HYS icon
267
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.75B
$6.18M 0.07%
60,866
-4,636
-7% -$469K
UL icon
268
Unilever
UL
$136B
$6.16M 0.07%
94,452
-400
-0.4% -$25.7K
EMR icon
269
Emerson Electric
EMR
$88.3B
$6.15M 0.07%
97,824
+8,020
+9% +$484K
VDE icon
270
Vanguard Energy ETF
VDE
$9.74B
$6.15M 0.07%
65,734
-13,034
-17% -$1.16M
DBRG icon
271
DigitalBridge
DBRG
$2.95B
$6.13M 0.07%
122,112
-16,838
-12% -$920K
VLO icon
272
Valero Energy
VLO
$85.9B
$6.11M 0.07%
79,358
+9,049
+13% +$623K
IWR icon
273
iShares Russell Mid-Cap ETF
IWR
$57.4B
$6.1M 0.07%
123,732
-40,588
-25% -$1.96M
MBB icon
274
iShares MBS ETF
MBB
$39.1B
$6.07M 0.07%
56,636
-3,622
-6% -$388K
NOC icon
275
Northrop Grumman
NOC
$81.2B
$6.04M 0.07%
20,993
+306
+1% +$82.4K
9 10
11
12 13

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.