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LTFS
Ladenburg Thalmann Financial Services Portfolio holdings
AUM
$15.9B
1-Year Est. Return
27.61%
This Fund
S&P 500
This Quarter
Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
(+6.6%)
Cap. Flow
+$257M
Cap. Flow
% of AUM
3.85%
Top 10 Holdings %
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$65.5M |
| 2 |
Invesco S&P 500 High Beta ETF
SPHB
|
+$39.8M |
| 3 |
iShares Preferred and Income Securities ETF
PFF
|
+$39.7M |
| 4 |
iShares Russell 2000 Value ETF
IWN
|
+$38.9M |
| 5 |
VanEck Fallen Angel High Yield Bond ETF
ANGL
|
+$18.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell Mid-Cap Value ETF
IWS
|
+$72.2M |
| 2 |
HDV
iShares Core High Dividend ETF
HDV
|
+$37.9M |
| 3 |
iShares S&P 500 Value ETF
IVE
|
+$19.1M |
| 4 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$19M |
| 5 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$18.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Consumer Staples | 5.3% |
| 2 | Financials | 5.29% |
| 3 | Technology | 5.07% |
| 4 | Industrials | 5.07% |
| 5 | Healthcare | 4.51% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
251
PNC Financial Services
PNC
$100B
| $4.68M | 0.07% |
52,033
+707
| +1% | +$60.7K |
|
252
WisdomTree US MidCap Dividend Fund
DON
$4.07B
| $4.67M | 0.07% |
154,146
+13,677
| +10% | +$415K |
|
253
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.86B
| $4.65M | 0.07% |
107,700
-41,842
| -28% | -$1.79M |
|
254
Emerson Electric
EMR
$89B
| $4.61M | 0.07% |
84,875
+16,518
| +24% | +$885K |
|
255
Hershey
HSY
$36.6B
| $4.57M | 0.07% |
47,829
-995
| -2% | -$105K |
|
256
TJX Companies
TJX
$177B
| $4.57M | 0.07% |
122,154
+6,446
| +6% | +$252K |
|
257
Unilever
UL
$135B
| $4.56M | 0.07% |
85,463
+4,127
| +5% | +$218K |
|
258
Fortune Brands Innovations
FBIN
$5.76B
| $4.55M | 0.07% |
91,794
-1,251
| -1% | -$65.4K |
|
259
State Street Materials Select Sector SPDR ETF
XLB
$8.67B
| $4.53M | 0.07% |
189,872
+47,860
| +34% | +$1.15M |
|
260
Jefferies Financial Group
JEF
$12.8B
| $4.53M | 0.07% |
265,883
+6,630
| +3% | +$110K |
|
|
XLFS
261
DELISTED
Financial Services Select Sector SPDR Fund
XLFS
| $4.45M | 0.07% |
146,034
+92,359
| +172% | +$2.79M |
|
262
iShares Gold Trust
IAU
$64.7B
| $4.42M | 0.07% |
174,338
+6,714
| +4% | +$173K |
|
263
WisdomTree US High Dividend Fund
DHS
$1.57B
| $4.41M | 0.07% |
66,364
+9,747
| +17% | +$654K |
|
264
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.37B
| $4.41M | 0.07% |
64,430
+24,694
| +62% | +$1.67M |
|
|
BXMX
265
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
| $4.39M | 0.07% |
331,984
+43,005
| +15% | +$563K |
|
266
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
| $4.37M | 0.07% |
56,496
-693
| -1% | -$53.8K |
|
267
Arthur J. Gallagher & Co
AJG
$64.4B
| $4.34M | 0.07% |
85,325
+10,606
| +14% | +$524K |
|
268
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.38B
| $4.33M | 0.06% |
57,135
+5,428
| +10% | +$417K |
|
269
Bank of Hawaii
BOH
$3.09B
| $4.33M | 0.06% |
59,562
+4,422
| +8% | +$310K |
|
270
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.84B
| $4.32M | 0.06% |
158,487
+23,711
| +18% | +$649K |
|
271
Sysco
SYY
$40.2B
| $4.29M | 0.06% |
87,701
-3,410
| -4% | -$175K |
|
272
VanEck High Yield Muni ETF
HYD
$4.4B
| $4.26M | 0.06% |
66,096
+18,684
| +39% | +$1.21M |
|
273
iShares Russell 2000 Growth ETF
IWO
$14.9B
| $4.26M | 0.06% |
28,619
+4,382
| +18% | +$639K |
|
274
Vanguard Total World Stock ETF
VT
$81.2B
| $4.25M | 0.06% |
69,897
+5,833
| +9% | +$352K |
|
|
NSL
275
DELISTED
NUVEEN SENIOR INCM FD
NSL
| $4.25M | 0.06% |
650,397
+32,387
| +5% | +$202K |
|
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CBU
Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review
As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.
On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.
- Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
- Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
- Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
- Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
- Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
- Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
- Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.
Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.