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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GNL icon
251
Global Net Lease
GNL
$1.95B
$3.69M 0.08%
133,887
+106,478
+388% +$2.72M
NSL
252
DELISTED
NUVEEN SENIOR INCM FD
NSL
$3.69M 0.08%
623,449
+13,259
+2% +$82.1K
AXP icon
253
American Express
AXP
$229B
$3.65M 0.08%
49,203
-4,893
-9% -$376K
HON icon
254
Honeywell
HON
$77B
$3.62M 0.07%
42,653
+814
+2% +$74.1K
XHR
255
Xenia Hotels & Resorts
XHR
$1.74B
$3.59M 0.07%
204,227
-5,869
-3% -$117K
C icon
256
Citigroup
C
$227B
$3.56M 0.07%
71,836
-8,775
-11% -$479K
SLV icon
257
iShares Silver Trust
SLV
$32B
$3.56M 0.07%
256,765
+6,503
+3% +$92.6K
XBI icon
258
State Street SPDR S&P Biotech ETF
XBI
$10.4B
$3.53M 0.07%
56,769
+249
+0.4% +$19.6K
OEF icon
259
iShares S&P 100 ETF
OEF
$20.5B
$3.53M 0.07%
41,615
-392
-0.9% -$35.2K
RDS.A
260
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$3.52M 0.07%
78,457
+3,979
+5% +$202K
DON icon
261
WisdomTree US MidCap Dividend Fund
DON
$4.08B
$3.52M 0.07%
135,885
-72,261
-35% -$1.96M
KR icon
262
Kroger
KR
$34.6B
$3.51M 0.07%
97,373
-2,021
-2% -$74.9K
PNC icon
263
PNC Financial Services
PNC
$100B
$3.48M 0.07%
39,290
-3,237
-8% -$304K
PJP icon
264
Invesco Pharmaceuticals ETF
PJP
$501M
$3.48M 0.07%
52,464
+2,626
+5% +$204K
QQQX icon
265
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.5B
$3.45M 0.07%
200,147
-6,682
-3% -$123K
NEE icon
266
NextEra Energy
NEE
$177B
$3.44M 0.07%
141,020
+5,760
+4% +$146K
HAL icon
267
Halliburton
HAL
$28B
$3.42M 0.07%
96,930
+3,694
+4% +$145K
BOH icon
268
Bank of Hawaii
BOH
$3.1B
$3.41M 0.07%
53,704
+8,369
+18% +$543K
SHM icon
269
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$3.39M 0.07%
69,616
-18,765
-21% -$912K
IYC icon
270
iShares US Consumer Discretionary ETF
IYC
$1.23B
$3.38M 0.07%
97,808
-27,232
-22% -$982K
TYG
271
Tortoise Energy Infrastructure Corp
TYG
$1.08B
$3.36M 0.07%
28,533
+1,335
+5% +$182K
IDU icon
272
iShares US Utilities ETF
IDU
$1.35B
$3.33M 0.07%
62,752
+54,022
+619% +$2.9M
AJG icon
273
Arthur J. Gallagher & Co
AJG
$64.7B
$3.32M 0.07%
80,461
-1,505
-2% -$68.2K
IWV icon
274
iShares Russell 3000 ETF
IWV
$20.4B
$3.3M 0.07%
28,989
-2,992
-9% -$362K
BOND icon
275
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.45B
$3.26M 0.07%
30,883
+8,768
+40% +$937K
9 10
11
12 13

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.