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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HAL icon
251
Halliburton
HAL
$27.7B
$3.2M 0.07%
81,295
+43,403
+115% +$2.11M
MAS icon
252
Masco
MAS
$14.9B
$3.2M 0.07%
144,506
+28,576
+25% +$590K
AXP icon
253
American Express
AXP
$229B
$3.17M 0.07%
34,160
+10,971
+47% +$984K
KRE icon
254
State Street SPDR S&P Regional Banking ETF
KRE
$4.56B
$3.15M 0.07%
77,443
+42,306
+120% +$1.66M
RDS.A
255
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$3.15M 0.07%
50,422
+23,526
+87% +$1.52M
DXJ icon
256
WisdomTree Japan Hedged Equity Fund
DXJ
$7.43B
$3.12M 0.07%
63,304
-5,189
-8% -$271K
EMB icon
257
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$3.12M 0.07%
28,373
+10,671
+60% +$1.2M
HSY icon
258
Hershey
HSY
$36.6B
$3.12M 0.07%
30,027
+19,666
+190% +$1.91M
PJP icon
259
Invesco Pharmaceuticals ETF
PJP
$498M
$3.11M 0.07%
46,767
+35,067
+300% +$2.34M
FDL icon
260
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.83B
$3.11M 0.07%
129,531
+65,139
+101% +$1.55M
RPAI
261
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$3.09M 0.07%
184,915
-2,546
-1% -$40.1K
DLN icon
262
WisdomTree US LargeCap Dividend Fund
DLN
$6.4B
$3.08M 0.07%
83,066
+6,438
+8% +$234K
MORE
263
DELISTED
Monogram Residential Trust, Inc.
MORE
$3.08M 0.07%
+332,160
New +$3.07M
GPC icon
264
Genuine Parts
GPC
$18.5B
$3.06M 0.07%
28,726
+25,069
+686% +$2.46M
XLE icon
265
State Street Energy Select Sector SPDR ETF
XLE
$38.7B
$3.05M 0.07%
77,008
-6,778
-8% -$282K
CSG
266
DELISTED
CHAMBERS STR PPTYS COM
CSG
$3.04M 0.07%
377,560
-71,208
-16% -$569K
FLG
267
Flagstar Bank National Association
FLG
$5.85B
$3.02M 0.07%
62,962
+44,737
+245% +$2.11M
BPT
268
DELISTED
BP Prudhoe Bay Royalty Trust
BPT
$3.02M 0.07%
44,645
+37,880
+560% +$3.01M
NLR icon
269
VanEck Uranium + Nuclear Energy ETF
NLR
$4.16B
$3M 0.07%
58,401
+1,718
+3% +$88.9K
WFM
270
DELISTED
Whole Foods Market Inc
WFM
$3M 0.07%
59,450
+9,142
+18% +$403K
DHS icon
271
WisdomTree US High Dividend Fund
DHS
$1.57B
$3M 0.07%
48,690
+20,604
+73% +$1.25M
XBI icon
272
State Street SPDR S&P Biotech ETF
XBI
$10.4B
$2.99M 0.07%
48,171
+45,306
+1,581% +$2.58M
ESRX
273
DELISTED
Express Scripts Holding Company
ESRX
$2.98M 0.07%
35,272
+3,079
+10% +$241K
IDU icon
274
iShares US Utilities ETF
IDU
$1.35B
$2.93M 0.06%
49,738
+36,858
+286% +$2.09M
MET icon
275
MetLife
MET
$62.3B
$2.9M 0.06%
60,095
+28,747
+92% +$1.37M
9 10
11
12 13

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.