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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GRC icon
2701
Gorman-Rupp
GRC
$2.11B
$85K ﹤0.01%
2,617
+5
+0.2% +$144
NUS icon
2702
Nu Skin
NUS
$236M
$85K ﹤0.01%
1,390
+885
+175% +$54.3K
THG icon
2703
Hanover Insurance
THG
$7.77B
$85K ﹤0.01%
874
-75
-8% -$7.14K
VST icon
2704
Vistra
VST
$49.1B
$85K ﹤0.01%
4,549
+1,754
+63% +$30.2K
GHL
2705
DELISTED
Greenhill & Co., Inc.
GHL
$85K ﹤0.01%
5,091
+4,128
+429% +$69.8K
GGM
2706
DELISTED
GUGGENHEIM CREDIT ALLOCATION FUND
GGM
$85K ﹤0.01%
3,663
+2,583
+239% +$59.6K
SGG
2707
DELISTED
iPath Bloomberg Sugar Subindex Total Return ETN due June 24, 2038
SGG
$85K ﹤0.01%
2,986
+500
+20% +$14.7K
JHMC
2708
DELISTED
John Hancock Multifactor Consumer Discretionary ETF
JHMC
$85K ﹤0.01%
3,000
+1,000
+50% +$27.8K
AVT icon
2709
Avnet
AVT
$7.87B
$84K ﹤0.01%
2,118
+159
+8% +$6.09K
CVGW
2710
DELISTED
Calavo Growers
CVGW
$84K ﹤0.01%
1,152
+892
+343% +$63.2K
HGV icon
2711
Hilton Grand Vacations
HGV
$3.49B
$84K ﹤0.01%
2,163
-10,338
-83% -$374K
NXC
2712
DELISTED
Nuveen CA Select Tax-Free Income Portfolio
NXC
$84K ﹤0.01%
5,394
– –
RBA icon
2713
RB Global
RBA
$16B
$84K ﹤0.01%
2,662
+116
+5% +$3.36K
VIVS
2714
VivoSim Labs
VIVS
$1.15M
$84K ﹤0.01%
159
-24
-13% -$12.8K
UBNK
2715
DELISTED
United Financial Bancorp, Inc.
UBNK
$84K ﹤0.01%
4,595
+3,069
+201% +$53.3K
FONE
2716
DELISTED
First Trust NASDAQ Smartphone Index Fund
FONE
$84K ﹤0.01%
1,675
– –
GBAB
2717
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$393M
$83K ﹤0.01%
3,632
+657
+22% +$15K
NRK icon
2718
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$930M
$83K ﹤0.01%
6,262
-3,555
-36% -$47.2K
CTB
2719
DELISTED
Cooper Tire & Rubber Co.
CTB
$83K ﹤0.01%
2,246
+746
+50% +$26.4K
AMBA icon
2720
Ambarella
AMBA
$3.6B
$82K ﹤0.01%
1,676
-454
-21% -$22.4K
COHR icon
2721
Coherent
COHR
$64B
$82K ﹤0.01%
2,005
-313
-14% -$11.7K
IAE
2722
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$94.1M
$82K ﹤0.01%
7,628
+741
+11% +$7.8K
LAD icon
2723
Lithia Motors
LAD
$8.32B
$82K ﹤0.01%
679
-32
-5% -$3.35K
MORT icon
2724
VanEck Mortgage REIT Income ETF
MORT
$376M
$82K ﹤0.01%
3,219
-1,469
-31% -$36.2K
KRA
2725
DELISTED
Kraton Corporation
KRA
$82K ﹤0.01%
2,037
– –
107 108
109
110 111

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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.