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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Financials 5.41%
2 Consumer Staples 5.31%
3 Industrials 5.12%
4 Technology 5.11%
5 Healthcare 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AWP
2701
abrdn Global Premier Properties Fund
AWP
$366M
$55K ﹤0.01%
3,297
+648
+24% +$11K
DB icon
2702
Deutsche Bank
DB
$72.5B
$55K ﹤0.01%
4,702
-7,946
-63% -$97.5K
GMED icon
2703
Globus Medical
GMED
$11.5B
$55K ﹤0.01%
2,453
-1,358
-36% -$31.9K
MITT
2704
TPG Mortgage Investment Trust
MITT
$215M
$55K ﹤0.01%
1,162
+1,000
+617% +$46.2K
POWI icon
2705
Power Integrations
POWI
$3.51B
$55K ﹤0.01%
1,758
+4
+0.2% +$114
RBLD icon
2706
First Trust Alerian US NextGen Infrastructure ETF
RBLD
$58.6M
$55K ﹤0.01%
1,138
+3
+0.3% +$142
REG icon
2707
Regency Centers
REG
$14B
$55K ﹤0.01%
721
+74
+11% +$5.98K
SPXC icon
2708
SPX Corp
SPXC
$10.9B
$55K ﹤0.01%
2,744
-56
-2% -$992
UMBF icon
2709
UMB Financial
UMBF
$11.5B
$55K ﹤0.01%
908
+1
+0.1% +$57
ENLC
2710
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
$55K ﹤0.01%
3,358
+595
+22% +$9.65K
IBDO
2711
DELISTED
iShares iBonds Dec 2023 Term Corporate ETF
IBDO
$55K ﹤0.01%
2,141
– –
IFEU
2712
DELISTED
iShares Europe Developed Real Estate ETF
IFEU
$55K ﹤0.01%
1,498
-6
-0.4% -$221
DNR
2713
DELISTED
Denbury Resources, Inc.
DNR
$55K ﹤0.01%
17,100
+14,380
+529% +$44K
IBKC
2714
DELISTED
IBERIABANK Corp
IBKC
$55K ﹤0.01%
825
+192
+30% +$12.5K
SYT
2715
DELISTED
Syngenta Ag
SYT
$55K ﹤0.01%
619
-28
-4% -$2.31K
EIO
2716
DELISTED
Eaton Vance Ohio Municipal Bond Fund
EIO
$55K ﹤0.01%
3,650
+1,224
+50% +$18.5K
BCC icon
2717
Boise Cascade
BCC
$2.9B
$54K ﹤0.01%
2,113
-2,616
-55% -$67.2K
BOX icon
2718
Box
BOX
$4.52B
$54K ﹤0.01%
3,425
+300
+10% +$3.8K
EWP icon
2719
iShares MSCI Spain ETF
EWP
$2.22B
$54K ﹤0.01%
2,013
– –
IHY icon
2720
VanEck International High Yield Bond ETF
IHY
$43.4M
$54K ﹤0.01%
2,202
– –
MAV
2721
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$54K ﹤0.01%
4,179
-734
-15% -$9.88K
RRC icon
2722
Range Resources
RRC
$9.42B
$54K ﹤0.01%
1,387
+631
+83% +$25.5K
TXNM
2723
TXNM Energy Inc
TXNM
$5.91B
$54K ﹤0.01%
1,660
+73
+5% +$2.44K
MTOR
2724
DELISTED
MERITOR, Inc.
MTOR
$54K ﹤0.01%
4,934
+531
+12% +$5.17K
MYC
2725
DELISTED
Blackrock Muni Yield California Fund, Inc.
MYC
$54K ﹤0.01%
3,150
-2,034
-39% -$35.4K
107 108
109
110 111

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, up from 5.4% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.