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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IDOG icon
2701
ALPS International Sector Dividend Dogs ETF
IDOG
$564M
$15K ﹤0.01%
+525
New +$15.2K
INO icon
2702
Inovio Pharmaceuticals
INO
$93M
$15K ﹤0.01%
108
+25
+30% +$2.5K
LOPE icon
2703
Grand Canyon Education
LOPE
$3.7B
$15K ﹤0.01%
340
-60
-15% -$2.63K
MMSI icon
2704
Merit Medical Systems
MMSI
$5.45B
$15K ﹤0.01%
950
– –
NKSH icon
2705
National Bankshares
NKSH
$271M
$15K ﹤0.01%
413
+7
+2% +$252
SKY icon
2706
Champion Homes
SKY
$5.1B
$15K ﹤0.01%
3,000
– –
SMTC icon
2707
Semtech
SMTC
$12.4B
$15K ﹤0.01%
595
– –
SPTN
2708
DELISTED
SpartanNash
SPTN
$15K ﹤0.01%
609
+600
+6,667% +$13.9K
UDN icon
2709
Invesco DB US Dollar Index Bearish Fund
UDN
$109M
$15K ﹤0.01%
580
-279
-32% -$7.54K
WEAT icon
2710
Teucrium Wheat Fund
WEAT
$297M
$15K ﹤0.01%
200
– –
Y
2711
DELISTED
Alleghany Corp
Y
$15K ﹤0.01%
39
– –
MVC
2712
DELISTED
MVC Capital, Inc.
MVC
$15K ﹤0.01%
+1,100
New +$15.2K
UNT
2713
DELISTED
UNIT Corporation
UNT
$15K ﹤0.01%
297
+99
+50% +$4.93K
DTO
2714
DELISTED
DB Crude Oil Double Short Exchange Traded Notes due June 1, 2038
DTO
$15K ﹤0.01%
380
– –
ECYT
2715
DELISTED
Endocyte, Inc. Common Stock
ECYT
$15K ﹤0.01%
1,451
-175
-11% -$1.93K
CCC
2716
DELISTED
Calgon Carbon Corp
CCC
$15K ﹤0.01%
730
– –
QLGC
2717
DELISTED
QLOGIC CORP
QLGC
$15K ﹤0.01%
1,243
+1,000
+412% +$11.6K
UNTD
2718
DELISTED
UNITED ONLINE INC COM NEW
UNTD
$15K ﹤0.01%
1,057
-2
-0.2% -$61
NTLS
2719
DELISTED
NTELOS HLDGS CORP COM
NTLS
$15K ﹤0.01%
750
+400
+114% +$8K
OVTI
2720
DELISTED
OMNIVISION TECHNOLOGIES INC
OVTI
$15K ﹤0.01%
900
-300
-25% -$4.55K
ROSE
2721
DELISTED
ROSETTA RESOURCES INC
ROSE
$15K ﹤0.01%
332
-36
-10% -$1.94K
NGZ
2722
DELISTED
Allianzgi Global Equity & Conv Inc Fund
NGZ
$15K ﹤0.01%
950
– –
EFII
2723
DELISTED
Electronics for Imaging
EFII
$15K ﹤0.01%
400
– –
EWRM
2724
DELISTED
GUGGENHEIM RUSSELL MIDCAP EQUAL WEIGHT ETF
EWRM
$15K ﹤0.01%
+329
New +$14.9K
AEF
2725
abrdn Emerging Markets Equity Income Fund
AEF
$380M
$14K ﹤0.01%
1,343
+14
+1% +$168
107 108
109
110 111

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.