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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARKK icon
2676
ARK Innovation ETF
ARKK
$6.54B
$89K ﹤0.01%
2,585
+514
+25% +$16.2K
EGHT icon
2677
8x8 Inc
EGHT
$303M
$89K ﹤0.01%
6,560
– –
NQP
2678
DELISTED
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
$89K ﹤0.01%
6,565
+141
+2% +$1.92K
PDCE
2679
DELISTED
PDC Energy, Inc.
PDCE
$89K ﹤0.01%
1,828
-129
-7% -$5.55K
HDS
2680
DELISTED
HD Supply Holdings, Inc.
HDS
$89K ﹤0.01%
2,469
+12
+0.5% +$386
MDCO
2681
DELISTED
Medicines Co
MDCO
$89K ﹤0.01%
2,381
-162
-6% -$5.97K
NC icon
2682
NACCO Industries
NC
$316M
$88K ﹤0.01%
4,465
– –
NUW icon
2683
Nuveen AMT-Free Municipal Value Fund
NUW
$253M
$88K ﹤0.01%
5,000
– –
LSXMK
2684
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$88K ﹤0.01%
2,744
-456
-14% -$14.8K
BBC icon
2685
Virtus Biotech Clinical Trials ETF
BBC
$49.7M
$87K ﹤0.01%
3,000
– –
CTS icon
2686
CTS Corp
CTS
$1.79B
$87K ﹤0.01%
3,618
+18
+0.5% +$403
DRN icon
2687
Direxion Daily Real Estate Bull 3X ETF
DRN
$45M
$87K ﹤0.01%
3,855
-328
-8% -$7.36K
PGJ icon
2688
Invesco Golden Dragon China ETF
PGJ
$93.2M
$87K ﹤0.01%
2,006
+187
+10% +$7.86K
SLAB icon
2689
Silicon Laboratories
SLAB
$7.28B
$87K ﹤0.01%
1,089
+40
+4% +$2.98K
XTL icon
2690
State Street SPDR S&P Telecom ETF
XTL
$555M
$87K ﹤0.01%
1,250
+782
+167% +$54.9K
NATI
2691
DELISTED
National Instruments Corp
NATI
$87K ﹤0.01%
2,084
-77
-4% -$3.14K
FOE
2692
DELISTED
Ferro Corporation
FOE
$87K ﹤0.01%
3,920
-241
-6% -$4.7K
ENTG icon
2693
Entegris
ENTG
$25B
$86K ﹤0.01%
2,963
-241
-8% -$6.13K
FUL icon
2694
H.B. Fuller
FUL
$3.24B
$86K ﹤0.01%
1,471
+432
+42% +$22.6K
FUND
2695
Sprott Focus Trust
FUND
$321M
$86K ﹤0.01%
11,121
+8,252
+288% +$61.7K
MNKD icon
2696
MannKind Corp
MNKD
$1.2B
$86K ﹤0.01%
39,723
+3,057
+8% +$4.8K
REMX icon
2697
VanEck Rare Earth/Strategic Metals ETF
REMX
$2.23B
$86K ﹤0.01%
1,101
-408
-27% -$27.2K
TDY icon
2698
Teledyne Technologies
TDY
$31.2B
$86K ﹤0.01%
542
+123
+29% +$17.9K
STL
2699
DELISTED
Sterling Bancorp
STL
$86K ﹤0.01%
3,504
-289
-8% -$6.59K
DHIL
2700
DELISTED
Diamond Hill
DHIL
$85K ﹤0.01%
398
+99
+33% +$19.6K
106 107
108
109 110

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.