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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Financials 5.41%
2 Consumer Staples 5.31%
3 Industrials 5.12%
4 Technology 5.11%
5 Healthcare 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PNI
2676
PIMCO New York Municipal Income Fund II
PNI
$78M
$58K ﹤0.01%
4,351
+2,951
+211% +$41.3K
RMBS icon
2677
Rambus
RMBS
$10.9B
$58K ﹤0.01%
4,625
-125
-3% -$1.65K
SIGI icon
2678
Selective Insurance
SIGI
$5.62B
$58K ﹤0.01%
1,441
-4
-0.3% -$157
VSH icon
2679
Vishay Intertechnology
VSH
$5.38B
$58K ﹤0.01%
4,157
-665
-14% -$8.95K
FLOW
2680
DELISTED
SPX FLOW, Inc.
FLOW
$58K ﹤0.01%
1,867
-176
-9% -$4.91K
SINA
2681
DELISTED
Sina Corp
SINA
$58K ﹤0.01%
785
+525
+202% +$34.8K
JMF
2682
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
$58K ﹤0.01%
4,406
-625
-12% -$7.81K
DIN icon
2683
Dine Brands
DIN
$447M
$57K ﹤0.01%
716
-103
-13% -$8.18K
LFVN icon
2684
LifeVantage
LFVN
$82.9M
$57K ﹤0.01%
6,000
– –
MKSI icon
2685
MKS Inc
MKSI
$21B
$57K ﹤0.01%
1,162
+439
+61% +$20.7K
WATT icon
2686
Energous
WATT
$85.6M
$57K ﹤0.01%
5
-1
-17% -$8.92K
WPRT
2687
Westport Fuel Systems
WPRT
$33.4M
$57K ﹤0.01%
3,586
-1,272
-26% -$18.6K
GWB
2688
DELISTED
Great Western Bancorp, Inc.
GWB
$57K ﹤0.01%
1,710
-219
-11% -$7.23K
FTD
2689
DELISTED
FTD Companies, Inc. Common Stock
FTD
$57K ﹤0.01%
2,786
+4
+0.1% +$96
APOG icon
2690
Apogee Enterprises
APOG
$889M
$56K ﹤0.01%
1,260
-549
-30% -$25.6K
ASB icon
2691
Associated Banc-Corp
ASB
$6.11B
$56K ﹤0.01%
2,869
-27
-0.9% -$510
CAKE icon
2692
Cheesecake Factory
CAKE
$5.64B
$56K ﹤0.01%
1,099
-100
-8% -$5.1K
EIS icon
2693
iShares MSCI Israel ETF
EIS
$910M
$56K ﹤0.01%
1,175
+632
+116% +$30.9K
EXK
2694
Endeavour Silver
EXK
$3.16B
$56K ﹤0.01%
11,006
– –
FXC icon
2695
Invesco CurrencyShares Canadian Dollar Trust
FXC
$73.9M
$56K ﹤0.01%
751
+39
+5% +$2.96K
NTNX icon
2696
Nutanix
NTNX
$18B
$56K ﹤0.01%
+1,500
New +$55.5K
SCHO icon
2697
Schwab Short-Term US Treasury ETF
SCHO
$13B
$56K ﹤0.01%
2,240
+204
+10% +$5.18K
URTH icon
2698
iShares MSCI World ETF
URTH
$8.39B
$56K ﹤0.01%
763
– –
WW
2699
DELISTED
WW International
WW
$56K ﹤0.01%
5,399
+500
+10% +$5.5K
EVA
2700
DELISTED
Enviva Inc.
EVA
$56K ﹤0.01%
2,088
+688
+49% +$16.6K
106 107
108
109 110

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, up from 5.4% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.