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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.95%
2 Technology 5.46%
3 Industrials 5.09%
4 Consumer Staples 4.99%
5 Healthcare 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMAG
2676
DELISTED
AMAG Pharmaceuticals
AMAG
$37K ﹤0.01%
946
+106
+13% +$6.58K
PER
2677
DELISTED
SANDRIDGE PERMIAN TRUST
PER
$37K ﹤0.01%
8,631
+5,584
+183% +$32.6K
ULTI
2678
DELISTED
Ultimate Software Group Inc
ULTI
$37K ﹤0.01%
211
-10
-5% -$1.79K
HGI
2679
DELISTED
Invesco Zacks International Multi-Asset Income ETF
HGI
$37K ﹤0.01%
2,603
– –
QLTB
2680
DELISTED
ISHARES BAA BA RATED CORP BOND FUND
QLTB
$37K ﹤0.01%
731
+4
+0.6% +$202
BDBD
2681
DELISTED
BOULDER BRANDS INC
BDBD
$37K ﹤0.01%
4,505
+3
+0.1% +$24
STL
2682
DELISTED
Sterling Bancorp
STL
$37K ﹤0.01%
2,502
+439
+21% +$6.36K
CWCO icon
2683
Consolidated Water Co
CWCO
$500M
$36K ﹤0.01%
3,100
+2,000
+182% +$23.6K
ENTG icon
2684
Entegris
ENTG
$24.7B
$36K ﹤0.01%
2,700
-104
-4% -$1.44K
POWR
2685
iShares U.S. Power Infrastructure ETF
POWR
$468M
$36K ﹤0.01%
2,105
+166
+9% +$3.02K
GAA icon
2686
Cambria Global Asset Allocation ETF
GAA
$74.7M
$36K ﹤0.01%
1,582
– –
GMED icon
2687
Globus Medical
GMED
$11.5B
$36K ﹤0.01%
1,728
+449
+35% +$11.4K
IAT icon
2688
iShares US Regional Banks ETF
IAT
$693M
$36K ﹤0.01%
1,088
-98
-8% -$3.48K
ICLN icon
2689
iShares Global Clean Energy ETF
ICLN
$2.09B
$36K ﹤0.01%
3,930
+500
+15% +$5K
IMKTA icon
2690
Ingles Markets
IMKTA
$1.65B
$36K ﹤0.01%
761
– –
JOE icon
2691
St. Joe Company
JOE
$3.89B
$36K ﹤0.01%
1,840
+2
+0.1% +$34
MVIS icon
2692
Microvision
MVIS
$53M
$36K ﹤0.01%
755
– –
OI icon
2693
O-I Glass
OI
$1.04B
$36K ﹤0.01%
1,703
-187
-10% -$3.98K
ON icon
2694
ON Semiconductor
ON
$32.2B
$36K ﹤0.01%
3,822
+599
+19% +$6.09K
PRAA icon
2695
PRA Group
PRAA
$776M
$36K ﹤0.01%
675
+301
+80% +$17.5K
RDVY icon
2696
First Trust Rising Dividend Achievers ETF
RDVY
$25.8B
$36K ﹤0.01%
1,802
-650
-27% -$14.1K
SGU icon
2697
Star Group
SGU
$415M
$36K ﹤0.01%
4,182
– –
WDFC icon
2698
WD-40
WDFC
$3.08B
$36K ﹤0.01%
404
+1
+0.2% +$87
ARGO
2699
DELISTED
Argo Group International Holdings, Ltd.
ARGO
$36K ﹤0.01%
813
-74
-8% -$3.29K
BSCL
2700
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$36K ﹤0.01%
1,722
+42
+3% +$872
106 107
108
109 110

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.