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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.51%
2 Technology 5.34%
3 Industrials 5.14%
4 Healthcare 4.73%
5 Consumer Staples 4.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEI
2676
DELISTED
Pennsylvania Real Estate Investment Trust
PEI
$32K ﹤0.01%
89
+20
+29% +$6.56K
AL
2677
DELISTED
Air Lease Corp
AL
$31K ﹤0.01%
908
+99
+12% +$3.48K
BAC.PRL icon
2678
Bank of America Series L
BAC.PRL
$4.01B
$31K ﹤0.01%
27
– –
BGFV
2679
DELISTED
Big 5 Sporting Goods
BGFV
$31K ﹤0.01%
2,100
– –
CAR icon
2680
Avis
CAR
$4.93B
$31K ﹤0.01%
482
-1
-0.2% -$57
ENOV icon
2681
Enovis
ENOV
$1.42B
$31K ﹤0.01%
365
+302
+479% +$27.3K
FOSL icon
2682
Fossil Group
FOSL
$330M
$31K ﹤0.01%
299
-10
-3% -$1.04K
KIO
2683
KKR Income Opportunities Fund
KIO
$458M
$31K ﹤0.01%
1,920
+24
+1% +$409
NNI icon
2684
Nelnet
NNI
$4.52B
$31K ﹤0.01%
659
– –
RES icon
2685
RPC Inc
RES
$1.4B
$31K ﹤0.01%
2,392
– –
RMTI icon
2686
Rockwell Medical
RMTI
$29.6M
$31K ﹤0.01%
27
+3
+13% +$3.08K
TDS icon
2687
Telephone and Data Systems
TDS
$4.03B
$31K ﹤0.01%
1,231
+105
+9% +$2.58K
TY icon
2688
TRI-Continental Corp
TY
$1.91B
$31K ﹤0.01%
1,433
– –
UPBD icon
2689
Upbound Group
UPBD
$1.15B
$31K ﹤0.01%
846
+82
+11% +$2.64K
USPH icon
2690
US Physical Therapy
USPH
$1.22B
$31K ﹤0.01%
+760
New +$29.9K
WSO icon
2691
Watsco Inc
WSO
$12.8B
$31K ﹤0.01%
286
+115
+67% +$11.4K
JBTM
2692
JBT Marel
JBTM
$6.15B
$31K ﹤0.01%
948
+295
+45% +$9.03K
CXO
2693
DELISTED
CONCHO RESOURCES INC.
CXO
$31K ﹤0.01%
312
-37
-11% -$3.88K
LSBG
2694
DELISTED
Lake Sunapee Bank Group
LSBG
$31K ﹤0.01%
2,000
– –
RNDY
2695
DELISTED
ROUNDYS INC COM STK
RNDY
$31K ﹤0.01%
6,500
– –
OUBS
2696
DELISTED
USB AG (NEW)
OUBS
$31K ﹤0.01%
+1,830
New +$31.9K
GMAN
2697
DELISTED
Gordmans Stores, Inc.
GMAN
$31K ﹤0.01%
11,500
– –
ACM icon
2698
Aecom
ACM
$8.19B
$30K ﹤0.01%
1,007
+353
+54% +$11K
FENY icon
2699
Fidelity MSCI Energy Index ETF
FENY
$2.06B
$30K ﹤0.01%
1,314
-742,072
-100% -$17.8M
GPK icon
2700
Graphic Packaging
GPK
$3.46B
$30K ﹤0.01%
2,153
+153
+8% +$1.9K
106 107
108
109 110

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.5% of assets, up from 4.5% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.