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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CBD
2676
DELISTED
Companhia Brasileira de Distribuicao
CBD
$16K ﹤0.01%
350
– –
CORR
2677
DELISTED
CorEnergy Infrastructure Trust, Inc.
CORR
$16K ﹤0.01%
437
+7
+2% +$240
MN
2678
DELISTED
MANNING & NAPIER, INC.
MN
$16K ﹤0.01%
897
– –
MBII
2679
DELISTED
Marrone Bio Innovations, Inc.
MBII
$16K ﹤0.01%
900
– –
LDL
2680
DELISTED
Lydall, Inc.
LDL
$16K ﹤0.01%
880
– –
AKRX
2681
DELISTED
Akorn Inc
AKRX
$16K ﹤0.01%
+650
New +$14.7K
WCG
2682
DELISTED
Wellcare Health Plans, Inc.
WCG
$16K ﹤0.01%
223
+200
+870% +$14K
ULTI
2683
DELISTED
Ultimate Software Group Inc
ULTI
$16K ﹤0.01%
105
– –
BNCN
2684
DELISTED
BNC Bancorp
BNCN
$16K ﹤0.01%
1,031
– –
IM
2685
DELISTED
Ingram Micro
IM
$16K ﹤0.01%
656
+25
+4% +$586
SAAS
2686
DELISTED
inContact, Inc.
SAAS
$16K ﹤0.01%
2,000
+1,000
+100% +$7.61K
SWI
2687
DELISTED
SOLARWINDS INC COM STK (DE)
SWI
$16K ﹤0.01%
403
-395
-49% -$13.8K
CYT
2688
DELISTED
CYTEC INDS INC
CYT
$16K ﹤0.01%
352
– –
IFAS
2689
DELISTED
ISHARES ASIA DEVELOPED REAL ESTATE ETF
IFAS
$16K ﹤0.01%
494
– –
SUSQ
2690
DELISTED
SUSQUEHANNA BANCSHARES INC
SUSQ
$16K ﹤0.01%
1,254
-2
-0.2% -$25
PCYC
2691
DELISTED
PHARMACYCLICS INC
PCYC
$16K ﹤0.01%
150
-150
-50% -$18.2K
BYI
2692
DELISTED
BALLY TECHNOLOGIES, INC.
BYI
$16K ﹤0.01%
203
– –
AWH
2693
DELISTED
Allied World Assurance Co Hld Lt
AWH
$16K ﹤0.01%
429
-126
-23% -$4.54K
HYGS
2694
DELISTED
Hydrogenics Corp
HYGS
$16K ﹤0.01%
828
– –
ARP
2695
DELISTED
ATLAS RESOURCE PARTNERS L P COM UIT REPSTG LTD PTNRS
ARP
$16K ﹤0.01%
775
– –
STH
2696
DELISTED
SABRIENT STEALTH PRT CLAYMORE EXCH TRD FD
STH
$16K ﹤0.01%
597
– –
APOG icon
2697
Apogee Enterprises
APOG
$897M
$15K ﹤0.01%
404
+1
+0.2% +$33
DBEM icon
2698
Xtrackers MSCI Emerging Markets Hedged Equity ETF
DBEM
$110M
$15K ﹤0.01%
+672
New +$14.6K
ENTG icon
2699
Entegris
ENTG
$24.6B
$15K ﹤0.01%
1,310
– –
HWC icon
2700
Hancock Whitney
HWC
$6.34B
$15K ﹤0.01%
426
– –
106 107
108
109 110

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HAM
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.