We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HEQ
2651
John Hancock Hedged Equity & Income Fund
HEQ
$141M
$92K ﹤0.01%
5,243
– –
MIY icon
2652
BlackRock MuniYield Michigan Quality Fund
MIY
$362M
$92K ﹤0.01%
6,576
– –
RMAX icon
2653
RE/MAX Holdings
RMAX
$265M
$92K ﹤0.01%
1,457
+529
+57% +$31.7K
TDF
2654
Templeton Dragon Fund
TDF
$273M
$92K ﹤0.01%
4,423
-98
-2% -$2.08K
VVV icon
2655
Valvoline
VVV
$4.31B
$92K ﹤0.01%
3,923
-564
-13% -$12.7K
NUM
2656
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
$92K ﹤0.01%
6,700
– –
ANCX
2657
DELISTED
Access National Corp
ANCX
$92K ﹤0.01%
3,221
+739
+30% +$19.4K
FIGY
2658
DELISTED
Barclays ETN+ FI Enhanced Global High Yield ETN
FIGY
$92K ﹤0.01%
566
+220
+64% +$34.3K
GIMO
2659
DELISTED
Gigamon Inc.
GIMO
$92K ﹤0.01%
2,198
-12
-0.5% -$490
NUO
2660
DELISTED
Nuveen Ohio Quality Municipal Income Fund
NUO
$92K ﹤0.01%
6,079
+350
+6% +$5.3K
DAR icon
2661
Darling Ingredients
DAR
$10.4B
$91K ﹤0.01%
5,213
+839
+19% +$14.2K
ENOV icon
2662
Enovis
ENOV
$1.48B
$91K ﹤0.01%
1,259
-4
-0.3% -$278
QGEN icon
2663
Qiagen
QGEN
$8.93B
$91K ﹤0.01%
2,725
-186
-6% -$6.41K
SON icon
2664
Sonoco
SON
$5.77B
$91K ﹤0.01%
1,794
-1,882
-51% -$92.7K
PDCO
2665
DELISTED
Patterson Companies, Inc.
PDCO
$91K ﹤0.01%
2,339
+1
+0% +$40
TGP
2666
DELISTED
Teekay LNG Partners L.P.
TGP
$91K ﹤0.01%
5,106
-1,275
-20% -$22.1K
HCR
2667
DELISTED
Hi-Crush Inc. Common Stock
HCR
$91K ﹤0.01%
9,551
+6,094
+176% +$53.5K
CASC
2668
DELISTED
Cascadian Therapeutics, Inc.
CASC
$91K ﹤0.01%
22,193
– –
FN icon
2669
Fabrinet
FN
$20.3B
$90K ﹤0.01%
2,448
+643
+36% +$26.3K
GMED icon
2670
Globus Medical
GMED
$11.5B
$90K ﹤0.01%
3,052
+1,338
+78% +$40.9K
IYC icon
2671
iShares US Consumer Discretionary ETF
IYC
$1.22B
$90K ﹤0.01%
2,204
-50,168
-96% -$2.06M
PRI icon
2672
Primerica
PRI
$9.62B
$90K ﹤0.01%
1,114
-56
-5% -$4.37K
AVTA
2673
DELISTED
Avantax, Inc. Common Stock
AVTA
$90K ﹤0.01%
3,549
+873
+33% +$19.8K
MDSO
2674
DELISTED
Medidata Solutions, Inc.
MDSO
$90K ﹤0.01%
1,163
+250
+27% +$19K
WP
2675
DELISTED
Worldpay, Inc.
WP
$90K ﹤0.01%
1,267
+127
+11% +$8.65K
105 106
107
108 109

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.