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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Financials 5.41%
2 Consumer Staples 5.31%
3 Industrials 5.12%
4 Technology 5.11%
5 Healthcare 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVRI icon
2651
Enviri
NVRI
$579M
$60K ﹤0.01%
6,078
+100
+2% +$953
OMCL icon
2652
Omnicell
OMCL
$1.7B
$60K ﹤0.01%
1,577
-22
-1% -$820
PUI icon
2653
Invesco Dorsey Wright Utilities Momentum ETF
PUI
$55.6M
$60K ﹤0.01%
2,316
-3,223
-58% -$85.8K
SPLB icon
2654
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.18B
$60K ﹤0.01%
2,094
+1,911
+1,044% +$54.6K
TOK icon
2655
iShares MSCI Kokusai Fund
TOK
$258M
$60K ﹤0.01%
1,100
– –
WRI
2656
DELISTED
Weingarten Realty Investors
WRI
$60K ﹤0.01%
1,538
+48
+3% +$1.98K
IM
2657
DELISTED
Ingram Micro
IM
$60K ﹤0.01%
1,674
-1,266
-43% -$43.9K
ACAD icon
2658
Acadia Pharmaceuticals
ACAD
$4.87B
$59K ﹤0.01%
1,877
+739
+65% +$25.1K
AEO icon
2659
American Eagle Outfitters
AEO
$2.71B
$59K ﹤0.01%
3,380
+592
+21% +$10.6K
BGH
2660
Barings Global Short Duration High Yield Fund
BGH
$287M
$59K ﹤0.01%
3,164
+286
+10% +$5.29K
CLMT icon
2661
Calumet Specialty Products
CLMT
$4.19B
$59K ﹤0.01%
13,300
-1,130
-8% -$5.82K
MASI
2662
DELISTED
Masimo
MASI
$59K ﹤0.01%
1,000
+3
+0.3% +$169
EQM
2663
DELISTED
EQM Midstream Partners, LP
EQM
$59K ﹤0.01%
778
-501
-39% -$39K
N
2664
DELISTED
Netsuite Inc
N
$59K ﹤0.01%
538
+41
+8% +$4.13K
AKR icon
2665
Acadia Realty Trust
AKR
$2.86B
$58K ﹤0.01%
1,591
+5
+0.3% +$183
ARKG icon
2666
ARK Genomic Revolution ETF
ARKG
$1.74B
$58K ﹤0.01%
2,900
– –
BCBP icon
2667
BCB Bancorp
BCBP
$163M
$58K ﹤0.01%
5,174
+674
+15% +$7.27K
BFK
2668
DELISTED
BlackRock Municipal Income Trust
BFK
$58K ﹤0.01%
3,689
– –
EMHY icon
2669
iShares JPMorgan EM High Yield Bond ETF
EMHY
$638M
$58K ﹤0.01%
1,143
+213
+23% +$10.7K
FIZZ icon
2670
National Beverage
FIZZ
$2.93B
$58K ﹤0.01%
2,640
– –
FNY icon
2671
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$609M
$58K ﹤0.01%
1,910
-806
-30% -$24.9K
MUC icon
2672
BlackRock MuniHoldings California Quality Fund
MUC
$1.01B
$58K ﹤0.01%
3,645
– –
NBN icon
2673
Northeast Bank
NBN
$1.15B
$58K ﹤0.01%
5,000
– –
ODFL icon
2674
Old Dominion Freight Line
ODFL
$43.7B
$58K ﹤0.01%
2,511
-267
-10% -$6.03K
ON icon
2675
ON Semiconductor
ON
$32.2B
$58K ﹤0.01%
4,728
-173
-4% -$1.79K
105 106
107
108 109

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, up from 5.4% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.