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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.95%
2 Technology 5.46%
3 Industrials 5.09%
4 Consumer Staples 4.99%
5 Healthcare 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LZB icon
2651
La-Z-Boy
LZB
$1.67B
$38K ﹤0.01%
1,423
+1,000
+236% +$26.5K
PENN icon
2652
PENN Entertainment
PENN
$2.52B
$38K ﹤0.01%
2,300
+1,000
+77% +$18.3K
RSPG icon
2653
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$606M
$38K ﹤0.01%
695
-8,285
-92% -$466K
XSW icon
2654
State Street SPDR S&P Software & Services ETF
XSW
$505M
$38K ﹤0.01%
+810
New +$40.2K
LDL
2655
DELISTED
Lydall, Inc.
LDL
$38K ﹤0.01%
+1,308
New +$37.4K
WP
2656
DELISTED
Worldpay, Inc.
WP
$38K ﹤0.01%
826
+131
+19% +$5.65K
BSJI
2657
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
$38K ﹤0.01%
1,554
+892
+135% +$22.6K
NBD
2658
DELISTED
Nuveen Build Am Bond Opp Fd
NBD
$38K ﹤0.01%
1,987
+406
+26% +$8.02K
AAV
2659
DELISTED
Advantage Oil & Gas Ltd
AAV
$38K ﹤0.01%
7,325
-6,000
-45% -$33.3K
KITE
2660
DELISTED
Kite Pharma, Inc.
KITE
$38K ﹤0.01%
675
+575
+575% +$36.2K
JNS
2661
DELISTED
Janus Capital Group Inc
JNS
$38K ﹤0.01%
2,793
-62
-2% -$965
RSTI
2662
DELISTED
Rofin-Sinar Technologies Inc
RSTI
$38K ﹤0.01%
1,474
– –
AVNT icon
2663
Avient
AVNT
$4.25B
$37K ﹤0.01%
1,256
-35
-3% -$1.18K
BAK icon
2664
Braskem
BAK
$777M
$37K ﹤0.01%
4,335
-165
-4% -$1.27K
CAF
2665
Morgan Stanley China A Share Fund
CAF
$327M
$37K ﹤0.01%
1,700
– –
MTDR icon
2666
Matador Resources
MTDR
$6.64B
$37K ﹤0.01%
1,797
-9
-0.5% -$196
RH icon
2667
RH
RH
$3.44B
$37K ﹤0.01%
403
+245
+155% +$24.1K
SUPN icon
2668
Supernus Pharmaceuticals
SUPN
$2.81B
$37K ﹤0.01%
2,651
+25
+1% +$465
JBTM
2669
JBT Marel
JBTM
$6.23B
$37K ﹤0.01%
969
+34
+4% +$1.23K
AFT
2670
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$37K ﹤0.01%
2,349
-56
-2% -$956
CVLY
2671
DELISTED
Codorus Valley Bancorp Inc
CVLY
$37K ﹤0.01%
2,313
– –
FRBK
2672
DELISTED
Republic First Bancorp Inc
FRBK
$37K ﹤0.01%
10,000
– –
ATCO
2673
DELISTED
Atlas Corp.
ATCO
$37K ﹤0.01%
2,400
– –
SHLX
2674
DELISTED
Shell Midstream Partners, L.P.
SHLX
$37K ﹤0.01%
1,262
-1,545
-55% -$60.6K
PFPT
2675
DELISTED
Proofpoint, Inc.
PFPT
$37K ﹤0.01%
621
+472
+317% +$29.3K
105 106
107
108 109

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.