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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.51%
2 Technology 5.34%
3 Industrials 5.14%
4 Healthcare 4.73%
5 Consumer Staples 4.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOLD
2651
DELISTED
Randgold Resources Ltd
GOLD
$33K ﹤0.01%
506
+458
+954% +$29.9K
RESI
2652
DELISTED
Front Yard Residential Corporation Common Stock
RESI
$33K ﹤0.01%
1,725
-200
-10% -$4.27K
TCF
2653
DELISTED
TCF Financial Corporation
TCF
$33K ﹤0.01%
2,057
+213
+12% +$3.28K
ANDE icon
2654
Andersons Inc
ANDE
$2.21B
$32K ﹤0.01%
+600
New +$33.9K
ANIK icon
2655
Anika Therapeutics
ANIK
$295M
$32K ﹤0.01%
800
-3,400
-81% -$133K
BAH icon
2656
Booz Allen Hamilton
BAH
$9.43B
$32K ﹤0.01%
1,200
+168
+16% +$4.36K
BAK icon
2657
Braskem
BAK
$825M
$32K ﹤0.01%
+2,500
New +$34.9K
BDN
2658
Brandywine Realty Trust
BDN
$541M
$32K ﹤0.01%
1,980
+179
+10% +$2.72K
BGR icon
2659
BlackRock Energy and Resources Trust
BGR
$426M
$32K ﹤0.01%
1,590
-258
-14% -$5.77K
DTRE icon
2660
First Trust Alerian Disruptive Technology Real Estate ETF
DTRE
$14.7M
$32K ﹤0.01%
734
+37
+5% +$1.59K
EOT
2661
Eaton Vance National Municipal Opportunities Trust
EOT
$274M
$32K ﹤0.01%
1,506
+6
+0.4% +$122
EMBJ
2662
Embraer S.A. ADS
EMBJ
$13.2B
$32K ﹤0.01%
879
+59
+7% +$2.17K
PAGP icon
2663
Plains GP Holdings
PAGP
$5.04B
$32K ﹤0.01%
475
-376
-44% -$26.7K
PLOW icon
2664
Douglas Dynamics
PLOW
$981M
$32K ﹤0.01%
1,486
+36
+2% +$772
RGLS
2665
DELISTED
Regulus Therapeutics
RGLS
$32K ﹤0.01%
17
-25
-60% -$44.5K
RHP icon
2666
Ryman Hospitality Properties
RHP
$7.82B
$32K ﹤0.01%
615
+38
+7% +$1.89K
TEX icon
2667
Terex
TEX
$7.57B
$32K ﹤0.01%
1,166
+135
+13% +$3.86K
VIXY icon
2668
ProShares VIX Short-Term Futures ETF
VIXY
$190M
$32K ﹤0.01%
1
– –
FFNW
2669
DELISTED
First Financial Northwest, Inc
FFNW
$32K ﹤0.01%
2,636
+836
+46% +$9.44K
WWE
2670
DELISTED
World Wrestling Entertainment
WWE
$32K ﹤0.01%
2,593
+63
+2% +$791
SAFM
2671
DELISTED
Sanderson Farms Inc
SAFM
$32K ﹤0.01%
404
+21
+5% +$1.81K
BREW
2672
DELISTED
Craft Brew Alliance, Inc.
BREW
$32K ﹤0.01%
2,390
+2,140
+856% +$31.1K
UBNK
2673
DELISTED
United Financial Bancorp, Inc.
UBNK
$32K ﹤0.01%
2,224
-1,526
-41% -$21.1K
VALE.P
2674
DELISTED
Vale S A
VALE.P
$32K ﹤0.01%
4,467
+3,927
+727% +$31.8K
AEC
2675
DELISTED
ASSOCIATED ESTATES REALTY CORP
AEC
$32K ﹤0.01%
1,399
+27
+2% +$558
105 106
107
108 109

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.5% of assets, up from 4.5% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.