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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACAD icon
2651
Acadia Pharmaceuticals
ACAD
$5.07B
$16K ﹤0.01%
645
+620
+2,480% +$14.6K
ASA
2652
ASA Gold and Precious Metals
ASA
$1.1B
$16K ﹤0.01%
+1,328
New +$17.1K
BRC icon
2653
Brady Corp
BRC
$4.48B
$16K ﹤0.01%
507
– –
CIK
2654
Credit Suisse Asset Management Income Fund
CIK
$134M
$16K ﹤0.01%
4,394
+1,684
+62% +$6.08K
ESGR
2655
DELISTED
Enstar Group
ESGR
$16K ﹤0.01%
112
+12
+12% +$1.64K
EUSA icon
2656
iShares MSCI USA Equal Weighted ETF
EUSA
$1.96B
$16K ﹤0.01%
400
– –
FAN icon
2657
First Trust Global Wind Energy ETF
FAN
$285M
$16K ﹤0.01%
1,400
-250
-15% -$2.76K
GGT
2658
Gabelli Multimedia Trust
GGT
$178M
$16K ﹤0.01%
1,371
– –
GMF icon
2659
State Street SPDR S&P Emerging Asia Pacific ETF
GMF
$440M
$16K ﹤0.01%
210
-136
-39% -$10.5K
GYLD icon
2660
Arrow Dow Jones Global Yield ETF
GYLD
$38M
$16K ﹤0.01%
+600
New +$15.8K
HIMX
2661
Himax Technologies
HIMX
$2.56B
$16K ﹤0.01%
1,114
+313
+39% +$3.31K
HUBG icon
2662
HUB Group
HUBG
$2.46B
$16K ﹤0.01%
792
+160
+25% +$3K
IPAR icon
2663
Interparfums
IPAR
$3.78B
$16K ﹤0.01%
439
+32
+8% +$1.1K
KEX icon
2664
Kirby Corp
KEX
$7.18B
$16K ﹤0.01%
168
– –
MATX icon
2665
Matsons
MATX
$6.41B
$16K ﹤0.01%
614
-87
-12% -$2.24K
MLI icon
2666
Mueller Industries
MLI
$15.1B
$16K ﹤0.01%
2,016
+8
+0.4% +$59
MSM icon
2667
MSC Industrial Direct
MSM
$6.67B
$16K ﹤0.01%
200
– –
POWL icon
2668
Powell Industries
POWL
$7.58B
$16K ﹤0.01%
714
+3
+0.4% +$65
PRN icon
2669
Invesco Dorsey Wright Industrials Momentum ETF
PRN
$442M
$16K ﹤0.01%
341
– –
RGT
2670
Royce Global Value Trust
RGT
$101M
$16K ﹤0.01%
+1,823
New +$15.8K
TDG icon
2671
TransDigm Group
TDG
$68.3B
$16K ﹤0.01%
98
– –
UGA icon
2672
United States Gasoline Fund
UGA
$136M
$16K ﹤0.01%
267
-1,000
-79% -$57.1K
VONE icon
2673
Vanguard Russell 1000 ETF
VONE
$8.74B
$16K ﹤0.01%
185
– –
WCN
2674
Waste Connections
WCN
$41.6B
$16K ﹤0.01%
548
-451
-45% -$13.2K
ARQ icon
2675
Arq
ARQ
$100M
$16K ﹤0.01%
600
– –
105 106
107
108 109

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.