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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALR
2651
DELISTED
Alere Inc
ALR
$15K ﹤0.01%
492
+483
+5,367% +$14.7K
IM
2652
DELISTED
Ingram Micro
IM
$15K ﹤0.01%
631
+32
+5% +$705
NJ
2653
DELISTED
NIDEC CP (NIHON KABUSHIKI KAISHA)1 ADS REPTG .25 SH COM STK
NJ
$15K ﹤0.01%
1,562
+32
+2% +$314
CYT
2654
DELISTED
CYTEC INDS INC
CYT
$15K ﹤0.01%
352
– –
CYBX
2655
DELISTED
CYBERONICS INC
CYBX
$15K ﹤0.01%
298
+127
+74% +$6.66K
NNP
2656
DELISTED
NUVEEN NY PERF PLUS MUNI FD
NNP
$15K ﹤0.01%
1,068
-300
-22% -$4.08K
BPZ
2657
DELISTED
BPZ RESOURCES INC COM STK
BPZ
$15K ﹤0.01%
7,500
– –
BYI
2658
DELISTED
BALLY TECHNOLOGIES, INC.
BYI
$15K ﹤0.01%
203
+2
+1% +$141
TZE
2659
DELISTED
ISHARES TARGET DATE 2015 ETF
TZE
$15K ﹤0.01%
+400
New +$14.4K
BFY
2660
DELISTED
BlackRock New York Municipal Income Trust II
BFY
$15K ﹤0.01%
1,138
+18
+2% +$235
STH
2661
DELISTED
SABRIENT STEALTH PRT CLAYMORE EXCH TRD FD
STH
$15K ﹤0.01%
+597
New +$15K
CIG icon
2662
CEMIG Preferred Shares
CIG
$5.58B
$14K ﹤0.01%
4,045
+320
+9% +$1.09K
ESGR
2663
DELISTED
Enstar Group
ESGR
$14K ﹤0.01%
100
-24
-19% -$3.36K
GATX icon
2664
GATX Corp
GATX
$6.33B
$14K ﹤0.01%
277
+200
+260% +$9.24K
GNRC icon
2665
Generac Holdings
GNRC
$12.8B
$14K ﹤0.01%
350
-2,037
-85% -$84.5K
HTLD icon
2666
Heartland Express
HTLD
$979M
$14K ﹤0.01%
1,000
– –
HWC icon
2667
Hancock Whitney
HWC
$6.37B
$14K ﹤0.01%
426
– –
KTOS icon
2668
Kratos Defense & Security Solutions
KTOS
$11.8B
$14K ﹤0.01%
1,750
+1,500
+600% +$11.3K
MFM
2669
Aberdeen Municipal Income Fund
MFM
$223M
$14K ﹤0.01%
2,125
– –
MLI icon
2670
Mueller Industries
MLI
$14.7B
$14K ﹤0.01%
2,008
– –
NXC
2671
DELISTED
Nuveen CA Select Tax-Free Income Portfolio
NXC
$14K ﹤0.01%
1,000
– –
RBA icon
2672
RB Global
RBA
$16B
$14K ﹤0.01%
707
+67
+10% +$1.29K
RHP icon
2673
Ryman Hospitality Properties
RHP
$7.87B
$14K ﹤0.01%
400
-39
-9% -$1.39K
RVNU icon
2674
Xtrackers Municipal Infrastructure Revenue Bond Active ETF
RVNU
$144M
$14K ﹤0.01%
600
– –
SQM icon
2675
Sociedad Química y Minera de Chile
SQM
$20.6B
$14K ﹤0.01%
461
-195
-30% -$6.08K
105 106
107
108 109

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.