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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WDR
2626
DELISTED
Waddell & Reed Financial, Inc.
WDR
$96K ﹤0.01%
4,779
+890
+23% +$17.1K
WMW
2627
DELISTED
ELEMENTS ETN MSTR Wide Moat FC TR
WMW
$96K ﹤0.01%
3,395
+250
+8% +$6.93K
TNH
2628
DELISTED
Terra Nitrogen
TNH
$96K ﹤0.01%
1,178
+21
+2% +$1.73K
CRBN icon
2629
iShares Low Carbon Optimized MSCI ACWI ETF
CRBN
$1.19B
$95K ﹤0.01%
843
-5
-0.6% -$551
DIM icon
2630
WisdomTree International MidCap Dividend Fund
DIM
$169M
$95K ﹤0.01%
1,429
+311
+28% +$20.4K
EPU icon
2631
iShares MSCI Peru and Global Exposure ETF
EPU
$542M
$95K ﹤0.01%
2,443
-124
-5% -$4.52K
NMM icon
2632
Navios Maritime Partners
NMM
$2.31B
$95K ﹤0.01%
3,070
+292
+11% +$8.28K
RES icon
2633
RPC Inc
RES
$1.39B
$95K ﹤0.01%
3,820
+2,273
+147% +$47.2K
TGNA
2634
DELISTED
TEGNA Inc
TGNA
$95K ﹤0.01%
7,108
-1,120
-14% -$15K
CAMP
2635
DELISTED
CalAmp Corp.
CAMP
$95K ﹤0.01%
178
-285
-62% -$126K
WMC
2636
DELISTED
Western Asset Mortgage Capital Corporation
WMC
$95K ﹤0.01%
905
– –
EIG icon
2637
Employers Holdings
EIG
$871M
$94K ﹤0.01%
2,054
+470
+30% +$20K
FDM icon
2638
First Trust Dow Jones Select MicroCap Index Fund
FDM
$272M
$94K ﹤0.01%
2,036
+550
+37% +$24.1K
KTOS icon
2639
Kratos Defense & Security Solutions
KTOS
$11.8B
$94K ﹤0.01%
7,155
+1,655
+30% +$20.4K
TLK icon
2640
Telkom Indonesia
TLK
$14.5B
$94K ﹤0.01%
2,728
+429
+19% +$15.1K
ZROZ icon
2641
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
$1.31B
$94K ﹤0.01%
809
-133
-14% -$15.6K
EMIF icon
2642
iShares Emerging Markets Infrastructure ETF
EMIF
$12.7M
$93K ﹤0.01%
2,766
-231
-8% -$7.75K
GERN icon
2643
Geron
GERN
$982M
$93K ﹤0.01%
42,820
+480
+1% +$1.13K
GHC icon
2644
Graham Holdings Company
GHC
$4.97B
$93K ﹤0.01%
160
+100
+167% +$58.4K
GME icon
2645
GameStop
GME
$8.33B
$93K ﹤0.01%
17,980
+2,964
+20% +$15.3K
HY icon
2646
Hyster-Yale Materials Handling
HY
$617M
$93K ﹤0.01%
1,220
+37
+3% +$2.6K
SHEN icon
2647
Shenandoah Telecom
SHEN
$744M
$93K ﹤0.01%
2,500
– –
SLF icon
2648
Sun Life Financial
SLF
$44.8B
$93K ﹤0.01%
2,336
+627
+37% +$23.9K
VYX icon
2649
NCR Voyix
VYX
$1.17B
$93K ﹤0.01%
4,078
+583
+17% +$13.4K
CFA icon
2650
VictoryShares US 500 Volatility Wtd ETF
CFA
$556M
$92K ﹤0.01%
2,012
+1,435
+249% +$64K
104 105
106
107 108

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.