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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Financials 5.41%
2 Consumer Staples 5.31%
3 Industrials 5.12%
4 Technology 5.11%
5 Healthcare 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WEX icon
2626
WEX
WEX
$6.54B
$62K ﹤0.01%
576
+425
+281% +$41.6K
WTV icon
2627
WisdomTree US Value Fund
WTV
$3.4B
$62K ﹤0.01%
1,950
+6
+0.3% +$191
WWW icon
2628
Wolverine World Wide
WWW
$1.72B
$62K ﹤0.01%
2,666
+35
+1% +$814
HRC
2629
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
$62K ﹤0.01%
1,002
+106
+12% +$5.97K
HDS
2630
DELISTED
HD Supply Holdings, Inc.
HDS
$62K ﹤0.01%
1,932
-662
-26% -$22.9K
GPOR
2631
DELISTED
Gulfport Energy Corp.
GPOR
$62K ﹤0.01%
2,223
-2,831
-56% -$80.7K
NE
2632
DELISTED
Noble Corporation
NE
$62K ﹤0.01%
9,832
-1,767
-15% -$11.9K
GWR
2633
DELISTED
Genesee & Wyoming Inc.
GWR
$62K ﹤0.01%
894
+27
+3% +$1.77K
JJC
2634
DELISTED
iPath Bloomberg Copper Subindex Total Return ETN due October 22, 2037
JJC
$62K ﹤0.01%
2,429
+2,329
+2,329% +$57.5K
AHT
2635
Ashford Hospitality Trust
AHT
$20.8M
$61K ﹤0.01%
11
+2
+22% +$12.2K
AIT icon
2636
Applied Industrial Technologies
AIT
$13.4B
$61K ﹤0.01%
1,315
+418
+47% +$19.5K
ALEX
2637
DELISTED
Alexander & Baldwin
ALEX
$61K ﹤0.01%
1,599
-2
-0.1% -$78
DLB icon
2638
Dolby
DLB
$5.84B
$61K ﹤0.01%
1,125
+37
+3% +$1.85K
MXI icon
2639
iShares Global Materials ETF
MXI
$356M
$61K ﹤0.01%
1,136
+270
+31% +$14.1K
SSP icon
2640
E.W. Scripps
SSP
$320M
$61K ﹤0.01%
3,845
+1,709
+80% +$28.4K
TSEM icon
2641
Tower Semiconductor
TSEM
$30B
$61K ﹤0.01%
4,000
– –
TWM icon
2642
ProShares UltraShort Russell2000
TWM
$40.4M
$61K ﹤0.01%
105
– –
TPC
2643
Tutor Perini Cor
TPC
$5.09B
$61K ﹤0.01%
2,854
+274
+11% +$6.39K
ETFC
2644
DELISTED
E*Trade Financial Corporation
ETFC
$61K ﹤0.01%
2,068
-20,127
-91% -$520K
NFO
2645
DELISTED
Invesco Insider Sentiment ETF
NFO
$61K ﹤0.01%
1,215
– –
NYV
2646
DELISTED
Nuveen New York Municipal Value Fund 2
NYV
$61K ﹤0.01%
3,839
– –
XLFS
2647
DELISTED
POWERSHARES S&P SMALLCAP FINANCIALS PORTFOLIO
XLFS
$61K ﹤0.01%
1,339
+185
+16% +$8.43K
BWXT icon
2648
BWX Technologies
BWXT
$15.9B
$60K ﹤0.01%
1,552
+376
+32% +$14.2K
CERS icon
2649
Cerus
CERS
$601M
$60K ﹤0.01%
9,590
-1,600
-14% -$10.5K
IAT icon
2650
iShares US Regional Banks ETF
IAT
$693M
$60K ﹤0.01%
1,698
-102
-6% -$3.5K
104 105
106
107 108

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, up from 5.4% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.