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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.95%
2 Technology 5.46%
3 Industrials 5.09%
4 Consumer Staples 4.99%
5 Healthcare 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DLB icon
2626
Dolby
DLB
$5.84B
$39K ﹤0.01%
1,206
-247
-17% -$8.43K
EXEL icon
2627
Exelixis
EXEL
$12.7B
$39K ﹤0.01%
6,871
-4,500
-40% -$24.5K
FUL icon
2628
H.B. Fuller
FUL
$3.38B
$39K ﹤0.01%
1,149
+146
+15% +$5.5K
MQY icon
2629
BlackRock MuniYield Quality Fund
MQY
$812M
$39K ﹤0.01%
2,550
– –
PALL icon
2630
abrdn Physical Palladium Shares ETF
PALL
$651M
$39K ﹤0.01%
3,145
-120
-4% -$1.43K
POWI icon
2631
Power Integrations
POWI
$3.51B
$39K ﹤0.01%
1,826
-94
-5% -$1.88K
SFL icon
2632
SFL Corp
SFL
$1.64B
$39K ﹤0.01%
2,467
+634
+35% +$10.3K
SMG icon
2633
ScottsMiracle-Gro
SMG
$3.55B
$39K ﹤0.01%
631
-9
-1% -$556
TDS icon
2634
Telephone and Data Systems
TDS
$4.05B
$39K ﹤0.01%
1,561
-201
-11% -$5.64K
TECH icon
2635
Bio-Techne
TECH
$11.3B
$39K ﹤0.01%
1,688
+1,044
+162% +$26.2K
TIMB icon
2636
TIM SA
TIMB
$8.29B
$39K ﹤0.01%
4,143
– –
TISI icon
2637
Team
TISI
$101M
$39K ﹤0.01%
120
+15
+14% +$6.42K
UI icon
2638
Ubiquiti
UI
$34.7B
$39K ﹤0.01%
1,160
-1
-0.1% -$33
VTLE
2639
DELISTED
Vital Energy
VTLE
$39K ﹤0.01%
207
+40
+24% +$7.91K
XOMA
2640
DELISTED
Xoma
XOMA
$39K ﹤0.01%
2,559
+1,950
+320% +$61.5K
GPT
2641
DELISTED
Gramercy Property Trust
GPT
$39K ﹤0.01%
628
+10
+2% +$691
CFNB
2642
DELISTED
California First National Banc
CFNB
$39K ﹤0.01%
3,000
– –
TERP
2643
DELISTED
TerraForm Power, Inc
TERP
$39K ﹤0.01%
2,712
+1,329
+96% +$35.6K
KBWC
2644
DELISTED
POWERSHARES KBW CAP MKT PORT
KBWC
$39K ﹤0.01%
785
– –
CYT
2645
DELISTED
CYTEC INDS INC
CYT
$39K ﹤0.01%
533
-190
-26% -$13.3K
PEI
2646
DELISTED
Pennsylvania Real Estate Investment Trust
PEI
$39K ﹤0.01%
131
– –
EDE
2647
DELISTED
Empire District Electric
EDE
$39K ﹤0.01%
1,781
+635
+55% +$14.1K
MNR
2648
DELISTED
Monmouth Real Estate Investment Corp
MNR
$39K ﹤0.01%
4,000
– –
ACAD icon
2649
Acadia Pharmaceuticals
ACAD
$4.87B
$38K ﹤0.01%
1,162
+187
+19% +$7.78K
FEMS icon
2650
First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS
$254M
$38K ﹤0.01%
1,395
+583
+72% +$17.2K
104 105
106
107 108

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.