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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ENS icon
2626
EnerSys
ENS
$6.81B
$17K ﹤0.01%
242
– –
GOVI icon
2627
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.23B
$17K ﹤0.01%
580
– –
GRX
2628
Gabelli Healthcare & Wellness Trust
GRX
$147M
$17K ﹤0.01%
1,686
+85
+5% +$843
NXST icon
2629
Nexstar Media Group
NXST
$5.7B
$17K ﹤0.01%
300
– –
OSK icon
2630
Oshkosh
OSK
$9.61B
$17K ﹤0.01%
330
+1
+0.3% +$50
PWOD
2631
DELISTED
Penns Woods Bancorp
PWOD
$17K ﹤0.01%
515
– –
SID icon
2632
Companhia Siderúrgica Nacional
SID
$1.19B
$17K ﹤0.01%
2,700
-12,100
-82% -$66.1K
TCOM icon
2633
Trip.com Group
TCOM
$28.7B
$17K ﹤0.01%
700
– –
WERN icon
2634
Werner Enterprises
WERN
$2.31B
$17K ﹤0.01%
679
-127
-16% -$3.02K
ZBRA icon
2635
Zebra Technologies
ZBRA
$17.9B
$17K ﹤0.01%
320
+51
+19% +$2.56K
HAYN
2636
DELISTED
Haynes International, Inc.
HAYN
$17K ﹤0.01%
300
-18
-6% -$940
FIF
2637
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$17K ﹤0.01%
796
– –
CVRR
2638
DELISTED
CVR Refining, LP
CVRR
$17K ﹤0.01%
750
-4,150
-85% -$95.9K
FNGN
2639
DELISTED
Financial Engines, Inc.
FNGN
$17K ﹤0.01%
239
+225
+1,607% +$13.8K
WAC
2640
DELISTED
Walter Investment Mgt Corp
WAC
$17K ﹤0.01%
478
-484
-50% -$18.2K
CACQ
2641
DELISTED
Caesars Acquisition Company
CACQ
$17K ﹤0.01%
+1,384
New +$16.1K
SKUL
2642
DELISTED
SKULLCANDY INC
SKUL
$17K ﹤0.01%
2,300
– –
JHP
2643
DELISTED
NUVEEN QUALITY PREFERRED INCOME FUND 3
JHP
$17K ﹤0.01%
2,200
– –
NXZ
2644
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
$17K ﹤0.01%
1,375
– –
ALTR
2645
DELISTED
Altera Corp
ALTR
$17K ﹤0.01%
514
-7
-1% -$234
BSJE
2646
DELISTED
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
$17K ﹤0.01%
625
+312
+100% +$8.35K
WLBPZ
2647
DELISTED
WESTMORELD COAL DP(RP1/4 CVA
WLBPZ
$17K ﹤0.01%
500
– –
GRES
2648
DELISTED
IQ ARB Global Resources
GRES
$17K ﹤0.01%
600
– –
PWO
2649
DELISTED
POWER SHARES ETF DYNAMIC OTC
PWO
$17K ﹤0.01%
252
– –
AMCC
2650
DELISTED
Applied Micro Circuits Corporation New
AMCC
$17K ﹤0.01%
1,281
-62
-5% -$766
104 105
106
107 108

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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.