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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FNDC icon
2601
Schwab Fundamental International Small Company Index ETF
FNDC
$3.17B
$99K ﹤0.01%
2,819
+765
+37% +$25.8K
GOVI icon
2602
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.23B
$99K ﹤0.01%
3,016
-5,074
-63% -$167K
GPRO icon
2603
GoPro
GPRO
$117M
$99K ﹤0.01%
9,120
-1,614
-15% -$15.1K
MYY icon
2604
ProShares Short MidCap400
MYY
$2.86M
$99K ﹤0.01%
2,075
+514
+33% +$25.2K
SNN icon
2605
Smith & Nephew
SNN
$12.6B
$99K ﹤0.01%
2,713
+239
+10% +$8.49K
SNSR icon
2606
Global X Internet of Things ETF
SNSR
$224M
$99K ﹤0.01%
5,256
+536
+11% +$9.9K
TOLZ icon
2607
ProShares DJ Brookfield Global Infrastructure ETF
TOLZ
$175M
$99K ﹤0.01%
2,291
– –
IBCC
2608
DELISTED
iShares iBonds Mar 2018 Term Corporate ex-Financials ETF
IBCC
$99K ﹤0.01%
4,000
-100
-2% -$2.46K
MTW icon
2609
Manitowoc
MTW
$753M
$98K ﹤0.01%
2,718
-736
-21% -$21.4K
PCRX icon
2610
Pacira BioSciences
PCRX
$924M
$98K ﹤0.01%
2,612
-1,491
-36% -$60K
USL icon
2611
United States 12 Month Oil Fund,
USL
$45.3M
$98K ﹤0.01%
5,375
– –
GWR
2612
DELISTED
Genesee & Wyoming Inc.
GWR
$98K ﹤0.01%
1,305
+179
+16% +$12.2K
BLES icon
2613
Inspire Global Hope ETF
BLES
$165M
$97K ﹤0.01%
3,570
+1,170
+49% +$31.3K
FTGC icon
2614
First Trust Global Tactical Commodity Strategy Fund
FTGC
$3.07B
$97K ﹤0.01%
4,780
-896
-16% -$17.9K
INDB icon
2615
Independent Bank
INDB
$4.05B
$97K ﹤0.01%
1,287
-650
-34% -$45.2K
MIN
2616
Aberdeen Intermediate Income Fund
MIN
$280M
$97K ﹤0.01%
22,708
+894
+4% +$3.85K
NLR icon
2617
VanEck Uranium + Nuclear Energy ETF
NLR
$4.2B
$97K ﹤0.01%
1,896
+15
+0.8% +$775
DNI
2618
DELISTED
Dividend and Income Fund
DNI
$97K ﹤0.01%
7,473
+67
+0.9% +$838
FFKT
2619
DELISTED
Farmers Capital Bank Corp
FFKT
$97K ﹤0.01%
2,300
– –
ALSN icon
2620
Allison Transmission
ALSN
$10.2B
$96K ﹤0.01%
2,561
-1,576
-38% -$57.4K
IHY icon
2621
VanEck International High Yield Bond ETF
IHY
$43.4M
$96K ﹤0.01%
3,746
+1,135
+43% +$28.9K
NKTR icon
2622
Nektar Therapeutics
NKTR
$2.57B
$96K ﹤0.01%
268
-10
-4% -$3.13K
NORW icon
2623
Global X MSCI Norway ETF
NORW
$88.1M
$96K ﹤0.01%
3,973
+1,066
+37% +$25.1K
SDG icon
2624
iShares MSCI Global Sustainable Development Goals ETF
SDG
$175M
$96K ﹤0.01%
1,662
+552
+50% +$30.9K
TGH
2625
DELISTED
Textainer Group Holdings limited
TGH
$96K ﹤0.01%
5,592
+70
+1% +$1.12K
103 104
105
106 107

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.