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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Financials 5.41%
2 Consumer Staples 5.31%
3 Industrials 5.12%
4 Technology 5.11%
5 Healthcare 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OSPN icon
2601
OneSpan
OSPN
$602M
$63K ﹤0.01%
3,559
– –
PBH icon
2602
Prestige Consumer Healthcare
PBH
$2.43B
$63K ﹤0.01%
1,312
-404
-24% -$20.4K
PRN icon
2603
Invesco Dorsey Wright Industrials Momentum ETF
PRN
$450M
$63K ﹤0.01%
1,299
-89
-6% -$4.36K
THW
2604
abrdn World Healthcare Fund
THW
$565M
$63K ﹤0.01%
4,195
-680
-14% -$10.1K
UTL icon
2605
Unitil
UTL
$995M
$63K ﹤0.01%
1,620
+36
+2% +$1.49K
VYX icon
2606
NCR Voyix
VYX
$1.13B
$63K ﹤0.01%
3,187
-1,007
-24% -$19.8K
CCEC
2607
Capital Clean Energy Carriers
CCEC
$1.36B
$63K ﹤0.01%
2,770
-419
-13% -$10.1K
FSD
2608
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$63K ﹤0.01%
4,033
-150
-4% -$2.31K
SPPI
2609
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
$63K ﹤0.01%
13,364
+4,000
+43% +$23.7K
NP
2610
DELISTED
Neenah, Inc. Common Stock
NP
$63K ﹤0.01%
805
-54
-6% -$4.14K
ECOL
2611
DELISTED
US Ecology, Inc.
ECOL
$63K ﹤0.01%
1,401
+5
+0.4% +$226
CLGX
2612
DELISTED
Corelogic, Inc.
CLGX
$63K ﹤0.01%
1,610
-58
-3% -$2.31K
TIF
2613
DELISTED
Tiffany & Co.
TIF
$63K ﹤0.01%
864
+33
+4% +$2.2K
FXEU
2614
DELISTED
PowerShares Europe Currency Hedged Low Volatility Portfolio
FXEU
$63K ﹤0.01%
2,581
-34
-1% -$822
DXTR
2615
DELISTED
Dextera Surgical Inc.
DXTR
$63K ﹤0.01%
33,464
-1,350
-4% -$2.87K
FLTX
2616
DELISTED
Fleetmatics Group PLC
FLTX
$63K ﹤0.01%
1,043
+112
+12% +$6.13K
AA.PRB
2617
DELISTED
Alcoa Inc
AA.PRB
$63K ﹤0.01%
1,948
+8
+0.4% +$276
ALLY icon
2618
Ally Financial
ALLY
$13.7B
$62K ﹤0.01%
3,182
+624
+24% +$11.6K
KLIC icon
2619
Kulicke & Soffa
KLIC
$5.19B
$62K ﹤0.01%
4,802
+27
+0.6% +$339
MGNX icon
2620
MacroGenics
MGNX
$268M
$62K ﹤0.01%
2,081
– –
NHTC icon
2621
Natural Health Trends
NHTC
$15.5M
$62K ﹤0.01%
2,178
-529
-20% -$16.4K
QCLN icon
2622
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$636M
$62K ﹤0.01%
4,129
-218
-5% -$3.27K
SMG icon
2623
ScottsMiracle-Gro
SMG
$3.55B
$62K ﹤0.01%
753
-7
-0.9% -$552
SPYX icon
2624
State Street SPDR S&P 500 Fossil Fuel Reserves Free ETF
SPYX
$2.88B
$62K ﹤0.01%
3,606
+90
+3% +$1.56K
TPL icon
2625
Texas Pacific Land
TPL
$24.7B
$62K ﹤0.01%
2,340
-180
-7% -$3.69K
103 104
105
106 107

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HAM
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, up from 5.4% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.