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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.74%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.21B
AUM Growth
+$693M
Cap. Flow
+$641M
Cap. Flow %
12.29%
Top 10 Hldgs %
13.39%
Holding
4,867
New
364
Increased
2,293
Reduced
1,153
Closed
145

Top Buys

Rank Stock Value
1
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$41.1M
2
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$36.7M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$35.2M
4
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$34.5M
5
AAPL icon
Apple
AAPL
+$28.6M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$45.5M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$41.4M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$37.8M
4
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$36.7M
5
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$36.6M

Sector Composition

Rank Sector Weight
1 Financials 5.85%
2 Technology 5.66%
3 Industrials 5.39%
4 Healthcare 5.12%
5 Consumer Staples 4.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CEV
2601
Eaton Vance California Municipal Income Trust
CEV
$73.7M
$46K ﹤0.01%
3,454
– –
FDM icon
2602
First Trust Dow Jones Select MicroCap Index Fund
FDM
$273M
$46K ﹤0.01%
1,345
+30
+2% +$989
G icon
2603
Genpact
G
$5.69B
$46K ﹤0.01%
2,025
+52
+3% +$1.12K
GOVT icon
2604
iShares US Treasury Bond ETF
GOVT
$43.7B
$46K ﹤0.01%
1,801
+1,177
+189% +$30K
MANH icon
2605
Manhattan Associates
MANH
$11.5B
$46K ﹤0.01%
909
+262
+40% +$12.6K
MHF
2606
Western Asset Municipal High Income Fund
MHF
$153M
$46K ﹤0.01%
6,000
– –
NBN icon
2607
Northeast Bank
NBN
$1.15B
$46K ﹤0.01%
5,000
– –
WSO icon
2608
Watsco Inc
WSO
$12.9B
$46K ﹤0.01%
365
+79
+28% +$9.06K
VRN
2609
DELISTED
Veren
VRN
$46K ﹤0.01%
2,133
-272
-11% -$6.2K
ROIC
2610
DELISTED
Retail Opportunity Investments Corp.
ROIC
$46K ﹤0.01%
2,499
– –
TIVO
2611
DELISTED
Tivo Inc
TIVO
$46K ﹤0.01%
2,529
-90
-3% -$2.02K
FNGN
2612
DELISTED
Financial Engines, Inc.
FNGN
$46K ﹤0.01%
1,100
+54
+5% +$2.13K
DGL
2613
DELISTED
Invesco DB Gold Fund
DGL
$46K ﹤0.01%
1,181
– –
CPN
2614
DELISTED
Calpine Corporation
CPN
$46K ﹤0.01%
2,023
+400
+25% +$8.62K
GML
2615
DELISTED
SPDR S&P Emerging Latin America ETF
GML
$46K ﹤0.01%
970
+760
+362% +$37.7K
NMA
2616
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
$46K ﹤0.01%
3,367
– –
AIZ icon
2617
Assurant
AIZ
$13.9B
$45K ﹤0.01%
727
-341
-32% -$21.6K
BDC icon
2618
Belden
BDC
$5.31B
$45K ﹤0.01%
478
– –
FLEX icon
2619
Flex
FLEX
$46.6B
$45K ﹤0.01%
4,674
+1,602
+52% +$14.1K
KN icon
2620
Knowles
KN
$3.29B
$45K ﹤0.01%
2,345
-341
-13% -$7.11K
MKTX icon
2621
MarketAxess Holdings
MKTX
$5.72B
$45K ﹤0.01%
539
-59
-10% -$4.67K
OII icon
2622
Oceaneering
OII
$5.2B
$45K ﹤0.01%
821
-158
-16% -$8.43K
RSPG icon
2623
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$606M
$45K ﹤0.01%
657
+4
+0.6% +$264
RVNU icon
2624
Xtrackers Municipal Infrastructure Revenue Bond Active ETF
RVNU
$144M
$45K ﹤0.01%
1,718
+1,098
+177% +$28.9K
TFX icon
2625
Teleflex
TFX
$5.81B
$45K ﹤0.01%
372
-37
-9% -$4.28K
103 104
105
106 107

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q1 2015 Portfolio in Review

As of Q1 2015, Ladenburg Thalmann Financial Services held 4,867 positions worth $5.21B, up 15% from $4.52B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $641M of net new capital in Q1 2015, opening 364 new positions and adding to 2,293 existing holdings. Its largest new stake was PIMCO Enhanced Low Duration Active Exchange-Traded Fund: 129,201 shares worth $13.1M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.5% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $45.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2015 buy was PIMCO Enhanced Low Duration Active Exchange-Traded Fund: 129,201 shares worth $13.1M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell Mid-Cap Growth ETF in Q1 2015, an estimated $41.1M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2015 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $45.5M.
  • Ladenburg Thalmann Financial Services fully exited Vanguard Emerging Markets Government Bond ETF in Q1 2015, selling an estimated $2.88M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $5.21B portfolio in Q1 2015.
  • Ladenburg Thalmann Financial Services opened 364 new positions and closed 145 in Q1 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 15% quarter-over-quarter to $5.21B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2015, filed 15 May 2015.