We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.51%
2 Technology 5.34%
3 Industrials 5.14%
4 Healthcare 4.73%
5 Consumer Staples 4.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AEO icon
2601
American Eagle Outfitters
AEO
$2.73B
$34K ﹤0.01%
2,371
+888
+60% +$12K
ANF icon
2602
Abercrombie & Fitch
ANF
$4.84B
$34K ﹤0.01%
1,204
+26
+2% +$798
HELE icon
2603
Helen of Troy
HELE
$696M
$34K ﹤0.01%
523
+318
+155% +$19.6K
HIMX
2604
Himax Technologies
HIMX
$2.56B
$34K ﹤0.01%
4,133
+2,434
+143% +$19.2K
HYHG icon
2605
ProShares High Yield-Interest Rate Hedged ETF
HYHG
$194M
$34K ﹤0.01%
+462
New +$34.6K
IGI
2606
Western Asset Investment Grade Defined Opportunity Trust
IGI
$95.4M
$34K ﹤0.01%
1,628
– –
MAC icon
2607
Macerich
MAC
$6.99B
$34K ﹤0.01%
408
+58
+17% +$4.27K
MCHI icon
2608
iShares MSCI China ETF
MCHI
$6.14B
$34K ﹤0.01%
685
+150
+28% +$7.28K
MVF
2609
DELISTED
BlackRock MuniVest Fund
MVF
$34K ﹤0.01%
3,408
+40
+1% +$392
TGTX icon
2610
TG Therapeutics
TGTX
$7.34B
$34K ﹤0.01%
2,127
+400
+23% +$5.21K
TLPH icon
2611
Talphera
TLPH
$72.7M
$34K ﹤0.01%
255
+200
+364% +$25.9K
TMUS icon
2612
T-Mobile US
TMUS
$197B
$34K ﹤0.01%
1,227
+773
+170% +$21.4K
VHC icon
2613
VirnetX Holding Corp
VHC
$65.8M
$34K ﹤0.01%
307
-58
-16% -$6.01K
VTLE
2614
DELISTED
Vital Energy
VTLE
$34K ﹤0.01%
167
+79
+90% +$23.9K
PDCE
2615
DELISTED
PDC Energy, Inc.
PDCE
$34K ﹤0.01%
827
+180
+28% +$7.27K
TGA
2616
DELISTED
Transglobe Energy Corp
TGA
$34K ﹤0.01%
8,333
+6,063
+267% +$24.9K
SNR
2617
DELISTED
NEW SENIOR INVESTMENT GROUP INC.
SNR
$34K ﹤0.01%
+2,066
New +$35.8K
WRI
2618
DELISTED
Weingarten Realty Investors
WRI
$34K ﹤0.01%
951
+342
+56% +$11.9K
EDR
2619
DELISTED
Education Realty Trust Inc
EDR
$34K ﹤0.01%
937
+229
+32% +$7.84K
YGE
2620
DELISTED
Yingli Green Energy Holding Comp
YGE
$34K ﹤0.01%
1,455
-295
-17% -$7.87K
DRYS
2621
DELISTED
DryShips Inc. Common Stock
DRYS
– –
0
– –
RBS.PRN
2622
DELISTED
ROYAL BK SCOTLAND GROUP PLC ADR RPTNG PFD SHRS SER N (UK)
RBS.PRN
$34K ﹤0.01%
1,357
-46
-3% -$1.13K
AVNR
2623
DELISTED
AVANIR PHARMACEUTICALS, INC CL A
AVNR
$34K ﹤0.01%
2,000
-8,000
-80% -$113K
ACNB icon
2624
ACNB Corp
ACNB
$656M
$33K ﹤0.01%
1,500
– –
AORT icon
2625
Artivion
AORT
$1.39B
$33K ﹤0.01%
2,900
– –
103 104
105
106 107

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.5% of assets, up from 4.5% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.