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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JBL icon
2601
Jabil
JBL
$38.8B
$18K ﹤0.01%
1,063
-586
-36% -$11.9K
JHS
2602
John Hancock Income Securities Trust
JHS
$127M
$18K ﹤0.01%
1,250
– –
KBR icon
2603
KBR
KBR
$4.8B
$18K ﹤0.01%
586
-100
-15% -$3.32K
KIO
2604
KKR Income Opportunities Fund
KIO
$458M
$18K ﹤0.01%
1,021
+21
+2% +$373
MSA icon
2605
Mine Safety
MSA
$7.32B
$18K ﹤0.01%
346
-4
-1% -$199
QABA icon
2606
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$94.8M
$18K ﹤0.01%
500
– –
SIGI icon
2607
Selective Insurance
SIGI
$5.59B
$18K ﹤0.01%
669
+67
+11% +$1.76K
SONY icon
2608
Sony
SONY
$138B
$18K ﹤0.01%
5,260
+1,390
+36% +$5.14K
TTC icon
2609
Toro Company
TTC
$9.32B
$18K ﹤0.01%
570
– –
BCPC
2610
Balchem Corp
BCPC
$5.65B
$18K ﹤0.01%
308
+27
+10% +$1.52K
WWE
2611
DELISTED
World Wrestling Entertainment
WWE
$18K ﹤0.01%
1,080
+7
+0.7% +$93
ZVO
2612
DELISTED
Zovio Inc. Common Stock
ZVO
$18K ﹤0.01%
1,000
– –
USCR
2613
DELISTED
U S Concrete, Inc.
USCR
$18K ﹤0.01%
+790
New +$17.2K
VQT
2614
DELISTED
iPath S&P VEQTOR ETN
VQT
$18K ﹤0.01%
124
+28
+29% +$3.99K
BORN
2615
DELISTED
China New Borun Corporation
BORN
$18K ﹤0.01%
7,250
-17,925
-71% -$35.6K
NPI
2616
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
$18K ﹤0.01%
1,500
– –
IHS
2617
DELISTED
IHS INC CL-A COM STK
IHS
$18K ﹤0.01%
152
-30
-16% -$3.4K
NJ
2618
DELISTED
NIDEC CP (NIHON KABUSHIKI KAISHA)1 ADS REPTG .25 SH COM STK
NJ
$18K ﹤0.01%
1,432
-130
-8% -$1.5K
FXEN
2619
DELISTED
FX ENERGY INC
FXEN
$18K ﹤0.01%
5,000
– –
TZD
2620
DELISTED
ISHARES TARGET DATE 2010 ETF
TZD
$18K ﹤0.01%
500
+200
+67% +$7.01K
MRF
2621
DELISTED
AMERICAN INCOME FUND
MRF
$18K ﹤0.01%
2,515
– –
UBA
2622
DELISTED
Urstadt Biddle Properties Inc. Class A
UBA
$18K ﹤0.01%
950
– –
RSOL
2623
DELISTED
REAL GOODS SOLAR, INC. CL A COM
RSOL
$18K ﹤0.01%
5,970
– –
KEG
2624
DELISTED
KEY ENERGY SERVICES INC
KEG
$18K ﹤0.01%
2,287
-658
-22% -$5.18K
DIG icon
2625
ProShares Ultra Energy
DIG
$83.4M
$17K ﹤0.01%
200
– –
103 104
105
106 107

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.