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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WSBC icon
2576
WesBanco
WSBC
$4.1B
$103K ﹤0.01%
2,514
– –
ALV icon
2577
Autoliv
ALV
$8.89B
$102K ﹤0.01%
1,142
-73
-6% -$5.93K
CYBR
2578
DELISTED
CyberArk
CYBR
$102K ﹤0.01%
2,490
-780
-24% -$33K
DORM icon
2579
Dorman Products
DORM
$3.95B
$102K ﹤0.01%
1,409
-100
-7% -$7.19K
FNDB icon
2580
Schwab Fundamental US Broad Market Index ETF
FNDB
$1.48B
$102K ﹤0.01%
8,697
+4,551
+110% +$51.8K
LGIH icon
2581
LGI Homes
LGIH
$1.37B
$102K ﹤0.01%
2,089
+495
+31% +$22K
LITE icon
2582
Lumentum
LITE
$78B
$102K ﹤0.01%
1,869
-156
-8% -$9.07K
OPP
2583
RiverNorth/DoubleLine Strategic Opportunity Fund
OPP
$192M
$102K ﹤0.01%
5,414
+4,908
+970% +$92.9K
PODD icon
2584
Insulet
PODD
$10.2B
$102K ﹤0.01%
1,861
– –
JHB
2585
DELISTED
Nuveen Corporate Income November 2021 Target Term Fund
JHB
$102K ﹤0.01%
10,150
+3,400
+50% +$34.3K
EGN
2586
DELISTED
Energen
EGN
$102K ﹤0.01%
1,860
+549
+42% +$28K
AEF
2587
abrdn Emerging Markets Equity Income Fund
AEF
$385M
$101K ﹤0.01%
12,059
+4,000
+50% +$31.5K
BLKB icon
2588
Blackbaud
BLKB
$2.1B
$101K ﹤0.01%
1,155
+101
+10% +$8.72K
CPK icon
2589
Chesapeake Utilities
CPK
$3.26B
$101K ﹤0.01%
1,296
-208
-14% -$16.3K
PPBI
2590
DELISTED
Pacific Premier Bancorp
PPBI
$101K ﹤0.01%
2,681
+96
+4% +$3.45K
LGF.A
2591
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
$101K ﹤0.01%
3,032
-980
-24% -$28.9K
FSD
2592
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$101K ﹤0.01%
5,933
+450
+8% +$7.64K
USDP
2593
DELISTED
USD PARTNERS LP
USDP
$101K ﹤0.01%
9,190
+890
+11% +$9.83K
TMX
2594
DELISTED
Terminix Global Holdings, Inc.
TMX
$101K ﹤0.01%
3,232
-235
-7% -$6.93K
HSBC.PRA
2595
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$101K ﹤0.01%
3,845
+40
+1% +$1.05K
CLMT icon
2596
Calumet Specialty Products
CLMT
$4.29B
$100K ﹤0.01%
11,877
+5,166
+77% +$32.2K
UI icon
2597
Ubiquiti
UI
$35.3B
$100K ﹤0.01%
1,771
-142
-7% -$8.18K
SXCP
2598
DELISTED
SunCoke Energy Partners, L.P.
SXCP
$100K ﹤0.01%
5,841
+372
+7% +$6.51K
ARNC.PRB
2599
DELISTED
Arconic Inc.
ARNC.PRB
$100K ﹤0.01%
2,560
-183
-7% -$7.23K
MFT
2600
DELISTED
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
$100K ﹤0.01%
6,895
+400
+6% +$5.86K
102 103
104
105 106

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.