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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Financials 5.41%
2 Consumer Staples 5.31%
3 Industrials 5.12%
4 Technology 5.11%
5 Healthcare 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVK
2576
Advent Convertible and Income Fund
AVK
$573M
$65K ﹤0.01%
4,518
+549
+14% +$7.82K
BRFS
2577
DELISTED
BRF SA
BRFS
$65K ﹤0.01%
3,812
-1,741
-31% -$28.3K
MCN
2578
Madison Covered Call & Equity Strategy Fund
MCN
$119M
$65K ﹤0.01%
8,325
– –
MOH icon
2579
Molina Healthcare
MOH
$11.1B
$65K ﹤0.01%
1,126
+70
+7% +$3.86K
NORW icon
2580
Global X MSCI Norway ETF
NORW
$89.4M
$65K ﹤0.01%
3,133
+20
+0.6% +$414
QLTA icon
2581
iShares AAA-A Rated Corporate Bond ETF
QLTA
$1.21B
$65K ﹤0.01%
1,218
– –
RITM icon
2582
Rithm Capital
RITM
$5.79B
$65K ﹤0.01%
4,680
+745
+19% +$10.4K
UYM icon
2583
ProShares Ultra Materials
UYM
$40.3M
$65K ﹤0.01%
5,860
-1,320
-18% -$14.7K
EWGS
2584
DELISTED
iShares MSCI Germany Small-Cap ETF
EWGS
$65K ﹤0.01%
1,460
– –
AIG.WS
2585
DELISTED
American International Group, Inc.
AIG.WS
$65K ﹤0.01%
3,048
+46
+2% +$962
BAC.WS.A
2586
DELISTED
Bank Of America Corporation Ws A
BAC.WS.A
$65K ﹤0.01%
14,000
– –
CIK
2587
Credit Suisse Asset Management Income Fund
CIK
$134M
$64K ﹤0.01%
20,700
– –
CRS icon
2588
Carpenter Technology
CRS
$27.1B
$64K ﹤0.01%
1,586
-32
-2% -$1.21K
FSBW icon
2589
FS Bancorp
FSBW
$323M
$64K ﹤0.01%
4,400
– –
IOO icon
2590
iShares Global 100 ETF
IOO
$9.42B
$64K ﹤0.01%
1,698
-376
-18% -$14K
RMR icon
2591
The RMR Group
RMR
$346M
$64K ﹤0.01%
1,661
+292
+21% +$10.6K
TGH
2592
DELISTED
Textainer Group Holdings limited
TGH
$64K ﹤0.01%
8,493
+7
+0.1% +$69
WWE
2593
DELISTED
World Wrestling Entertainment
WWE
$64K ﹤0.01%
3,020
+1,081
+56% +$21.8K
CLR
2594
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$64K ﹤0.01%
1,218
-1,369
-53% -$63.6K
DIVA
2595
DELISTED
AGFiQ Hedged Dividend Income Fund
DIVA
$64K ﹤0.01%
2,484
+2,419
+3,722% +$62.7K
GGM
2596
DELISTED
GUGGENHEIM CREDIT ALLOCATION FUND
GGM
$64K ﹤0.01%
2,906
+2,400
+474% +$52.1K
STMP
2597
DELISTED
Stamps.com, Inc.
STMP
$64K ﹤0.01%
672
+199
+42% +$17.2K
AME icon
2598
Ametek
AME
$58.4B
$63K ﹤0.01%
1,307
-1,133
-46% -$54K
DLTH icon
2599
Duluth Holdings
DLTH
$153M
$63K ﹤0.01%
2,375
+1,000
+73% +$27.3K
ILTB icon
2600
iShares Core 10+ Year USD Bond ETF
ILTB
$592M
$63K ﹤0.01%
944
-33
-3% -$2.21K
102 103
104
105 106

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, up from 5.4% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.