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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.95%
2 Technology 5.46%
3 Industrials 5.09%
4 Consumer Staples 4.99%
5 Healthcare 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRIB
2576
Trinity Biotech
TRIB
$7.88M
$43K ﹤0.01%
24
+20
+500% +$48.3K
WWW icon
2577
Wolverine World Wide
WWW
$1.72B
$43K ﹤0.01%
1,954
+46
+2% +$1.25K
HRC
2578
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
$43K ﹤0.01%
829
-7,142
-90% -$386K
EEQ
2579
DELISTED
Enbridge Energy Management Llc
EEQ
$43K ﹤0.01%
2,510
– –
CY
2580
DELISTED
Cypress Semiconductor
CY
$43K ﹤0.01%
4,979
-45,262
-90% -$475K
AES icon
2581
AES
AES
$10.5B
$42K ﹤0.01%
4,319
+552
+15% +$6.66K
ARDC
2582
Are Dynamic Credit Allocation Fund
ARDC
$299M
$42K ﹤0.01%
3,026
+2,982
+6,777% +$44.2K
BFK
2583
DELISTED
BlackRock Municipal Income Trust
BFK
$42K ﹤0.01%
2,989
– –
DIV icon
2584
Global X SuperDividend US ETF
DIV
$786M
$42K ﹤0.01%
1,712
-1,109
-39% -$28.2K
ICUI icon
2585
ICU Medical
ICUI
$4.58B
$42K ﹤0.01%
+385
New +$41.2K
NMM icon
2586
Navios Maritime Partners
NMM
$2.33B
$42K ﹤0.01%
391
-97
-20% -$13.5K
NXRT
2587
NexPoint Residential Trust
NXRT
$626M
$42K ﹤0.01%
3,137
-640
-17% -$8.41K
OLN icon
2588
Olin
OLN
$2.18B
$42K ﹤0.01%
2,531
+855
+51% +$18.1K
REGL icon
2589
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.82B
$42K ﹤0.01%
+1,120
New +$44K
SKT icon
2590
Tanger
SKT
$4.42B
$42K ﹤0.01%
1,263
+69
+6% +$2.25K
TCX icon
2591
Tucows
TCX
$126M
$42K ﹤0.01%
1,800
-1,750
-49% -$45.6K
VRE
2592
DELISTED
Veris Residential
VRE
$42K ﹤0.01%
2,275
-8
-0.4% -$157
PERM
2593
DELISTED
Global X Permanent ETF
PERM
$42K ﹤0.01%
+1,808
New +$43K
ALLE icon
2594
Allegion
ALLE
$14B
$41K ﹤0.01%
701
+222
+46% +$13.5K
BOX icon
2595
Box
BOX
$4.52B
$41K ﹤0.01%
3,233
+470
+17% +$7K
EPAM icon
2596
EPAM Systems
EPAM
$5.18B
$41K ﹤0.01%
553
-27
-5% -$1.95K
FUND
2597
Sprott Focus Trust
FUND
$320M
$41K ﹤0.01%
6,918
+66
+1% +$426
G icon
2598
Genpact
G
$5.69B
$41K ﹤0.01%
1,733
– –
IGI
2599
Western Asset Investment Grade Defined Opportunity Trust
IGI
$95.4M
$41K ﹤0.01%
1,988
– –
KALU icon
2600
Kaiser Aluminum
KALU
$2.97B
$41K ﹤0.01%
505
+360
+248% +$30K
102 103
104
105 106

Similar funds

AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.