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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VERU icon
2576
Veru
VERU
$46M
$19K ﹤0.01%
220
– –
NIB
2577
DELISTED
iPath Bloomberg Cocoa Subindex Total Return ETN due June 24, 2038
NIB
$19K ﹤0.01%
544
+26
+5% +$945
FMO
2578
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
$19K ﹤0.01%
147
+1
+0.7% +$124
CMD
2579
DELISTED
Cantel Medical Corporation
CMD
$19K ﹤0.01%
565
+48
+9% +$1.66K
GARS
2580
DELISTED
Garrison Capital Inc.
GARS
$19K ﹤0.01%
1,335
+18
+1% +$259
SFLY
2581
DELISTED
Shutterfly, Inc.
SFLY
$19K ﹤0.01%
377
+29
+8% +$1.46K
KS
2582
DELISTED
KapStone Paper and Pack Corp.
KS
$19K ﹤0.01%
698
– –
SYNT
2583
DELISTED
Syntel Inc
SYNT
$19K ﹤0.01%
412
+20
+5% +$866
BONT
2584
DELISTED
Bon-Ton Stores Inc/The
BONT
$19K ﹤0.01%
1,200
– –
RBS.PRT
2585
DELISTED
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
$19K ﹤0.01%
800
– –
IELG
2586
DELISTED
ISHARES ENHANCED U.S. LARGE CAP ETF
IELG
$19K ﹤0.01%
+665
New +$18.9K
PGI
2587
DELISTED
PREMIERE GLOBAL SERVICES, INC.
PGI
$19K ﹤0.01%
1,659
– –
MRH
2588
DELISTED
MONTPELIER RE HOLDINGS LTD
MRH
$19K ﹤0.01%
655
– –
DRIV
2589
DELISTED
DIGITAL RIVER INC.
DRIV
$19K ﹤0.01%
1,005
-2
-0.2% -$36
AXJL
2590
DELISTED
WisdomTree Asia-Pacific ex-Japan Fund
AXJL
$19K ﹤0.01%
282
-130
-32% -$8.74K
SCTY
2591
DELISTED
SolarCity Corporation
SCTY
$19K ﹤0.01%
325
+150
+86% +$7.72K
ACNB icon
2592
ACNB Corp
ACNB
$656M
$18K ﹤0.01%
1,000
– –
AVK
2593
Advent Convertible and Income Fund
AVK
$573M
$18K ﹤0.01%
978
+411
+72% +$7.17K
BC icon
2594
Brunswick
BC
$5.21B
$18K ﹤0.01%
389
+19
+5% +$844
BMI icon
2595
Badger Meter
BMI
$3.91B
$18K ﹤0.01%
672
– –
CHDN icon
2596
Churchill Downs
CHDN
$6.2B
$18K ﹤0.01%
1,212
– –
DECK icon
2597
Deckers Outdoor
DECK
$12.7B
$18K ﹤0.01%
1,290
+642
+99% +$7.92K
DGZ icon
2598
DB Gold Short ETN due Feb 15 2038
DGZ
$1.77M
$18K ﹤0.01%
1,167
+1,067
+1,067% +$15.9K
DRH icon
2599
Diamondrock Hospitality Co
DRH
$2.5B
$18K ﹤0.01%
1,589
-33
-2% -$374
EIS icon
2600
iShares MSCI Israel ETF
EIS
$909M
$18K ﹤0.01%
363
-184
-34% -$8.72K
102 103
104
105 106

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.