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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HSIC icon
2551
Henry Schein
HSIC
$10B
$107K ﹤0.01%
1,683
-1,030
-38% -$70.3K
SMMU icon
2552
PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU
$1.17B
$107K ﹤0.01%
2,127
+127
+6% +$6.4K
VAC icon
2553
Marriott Vacations Worldwide
VAC
$4.17B
$107K ﹤0.01%
867
-45
-5% -$5.18K
FEI
2554
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$107K ﹤0.01%
7,017
+2,012
+40% +$30.7K
BMTC
2555
DELISTED
Bryn Mawr Bank Corp
BMTC
$107K ﹤0.01%
2,436
– –
MVC
2556
DELISTED
MVC Capital, Inc.
MVC
$107K ﹤0.01%
10,697
-2,033
-16% -$20.6K
CBB
2557
DELISTED
Cincinnati Bell Inc.
CBB
$107K ﹤0.01%
5,385
-190
-3% -$3.74K
BLH
2558
DELISTED
Blackrock Ny Muni 2018 Term Tr
BLH
$107K ﹤0.01%
7,200
– –
NFLT icon
2559
Virtus Newfleet Multi-Sector Bond ETF
NFLT
$463M
$106K ﹤0.01%
4,103
– –
VGLT icon
2560
Vanguard Long-Term Treasury ETF
VGLT
$10.4B
$106K ﹤0.01%
1,375
+602
+78% +$46.6K
HYB
2561
DELISTED
New America High Income Fund, Inc.
HYB
$106K ﹤0.01%
10,681
+4,908
+85% +$47.4K
LDL
2562
DELISTED
Lydall, Inc.
LDL
$106K ﹤0.01%
1,843
-48
-3% -$2.39K
CPF icon
2563
Central Pacific Financial
CPF
$1B
$105K ﹤0.01%
3,264
+663
+25% +$20K
IGPT icon
2564
Invesco AI and Next Gen Software ETF
IGPT
$1.2B
$105K ﹤0.01%
5,091
+2,691
+112% +$52.7K
UNFI icon
2565
United Natural Foods
UNFI
$2.94B
$105K ﹤0.01%
2,502
+60
+2% +$2.23K
EGOV
2566
DELISTED
NIC Inc
EGOV
$105K ﹤0.01%
6,127
+1,363
+29% +$23.1K
LOGM
2567
DELISTED
LogMein, Inc.
LOGM
$105K ﹤0.01%
956
+163
+21% +$18.3K
NW.PRC.CL
2568
DELISTED
Natwest Bank Ads Series C
NW.PRC.CL
$105K ﹤0.01%
4,100
– –
DHF
2569
BNY Mellon High Yield Strategies Fund
DHF
$176M
$104K ﹤0.01%
29,500
+7,500
+34% +$26.3K
MYGN icon
2570
Myriad Genetics
MYGN
$303M
$104K ﹤0.01%
2,876
+222
+8% +$6.33K
LHCG
2571
DELISTED
LHC Group LLC
LHCG
$104K ﹤0.01%
1,461
+295
+25% +$18.9K
IMAX icon
2572
IMAX
IMAX
$2.92B
$103K ﹤0.01%
4,567
-4,275
-48% -$88.1K
PPT
2573
Franklin Premier Income Trust
PPT
$332M
$103K ﹤0.01%
19,344
+3,344
+21% +$18K
RBLD icon
2574
First Trust Alerian US NextGen Infrastructure ETF
RBLD
$58.5M
$103K ﹤0.01%
1,816
+367
+25% +$20.2K
SITC icon
2575
SITE Centers
SITC
$158M
$103K ﹤0.01%
8,757
+714
+9% +$8.95K
101 102
103
104 105

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.