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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Financials 5.41%
2 Consumer Staples 5.31%
3 Industrials 5.12%
4 Technology 5.11%
5 Healthcare 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NNI icon
2551
Nelnet
NNI
$4.57B
$67K ﹤0.01%
1,650
+300
+22% +$11.2K
PCRX icon
2552
Pacira BioSciences
PCRX
$917M
$67K ﹤0.01%
1,932
+374
+24% +$14.7K
SKT icon
2553
Tanger
SKT
$4.42B
$67K ﹤0.01%
1,750
-106
-6% -$4.28K
SQM icon
2554
Sociedad Química y Minera de Chile
SQM
$21.2B
$67K ﹤0.01%
2,512
+750
+43% +$19.1K
TER icon
2555
Teradyne
TER
$65.5B
$67K ﹤0.01%
3,116
+435
+16% +$8.98K
TWLO icon
2556
Twilio
TWLO
$36.6B
$67K ﹤0.01%
1,035
+589
+132% +$29.4K
USNA icon
2557
Usana Health Sciences
USNA
$247M
$67K ﹤0.01%
970
– –
ISBC
2558
DELISTED
Investors Bancorp, Inc.
ISBC
$67K ﹤0.01%
5,627
+3,296
+141% +$38.3K
CPL
2559
DELISTED
CPFL Energia S.A.
CPL
$67K ﹤0.01%
4,516
-961
-18% -$13.7K
KITE
2560
DELISTED
Kite Pharma, Inc.
KITE
$67K ﹤0.01%
1,200
+100
+9% +$5.57K
NMRX
2561
DELISTED
Numerex Corp
NMRX
$67K ﹤0.01%
8,600
– –
ANIK icon
2562
Anika Therapeutics
ANIK
$288M
$66K ﹤0.01%
1,380
-4,076
-75% -$201K
AXTA icon
2563
Axalta
AXTA
$7.99B
$66K ﹤0.01%
2,347
-109
-4% -$3.05K
KEX icon
2564
Kirby Corp
KEX
$7.32B
$66K ﹤0.01%
1,073
+859
+401% +$49.3K
MNKD icon
2565
MannKind Corp
MNKD
$1.24B
$66K ﹤0.01%
21,286
+12,174
+134% +$53.8K
PAYC icon
2566
Paycom
PAYC
$9.83B
$66K ﹤0.01%
1,308
-584
-31% -$28.5K
PWR icon
2567
Quanta Services
PWR
$103B
$66K ﹤0.01%
2,357
-874
-27% -$22.3K
QUAD icon
2568
Quad
QUAD
$513M
$66K ﹤0.01%
2,469
+127
+5% +$3.37K
SNV
2569
DELISTED
Synovus
SNV
$66K ﹤0.01%
2,023
+517
+34% +$16.2K
SUPN icon
2570
Supernus Pharmaceuticals
SUPN
$2.81B
$66K ﹤0.01%
2,718
-1,016
-27% -$23K
TDF
2571
Templeton Dragon Fund
TDF
$272M
$66K ﹤0.01%
3,739
-624
-14% -$11.3K
WB icon
2572
Weibo
WB
$1.88B
$66K ﹤0.01%
+1,331
New +$55.1K
WT icon
2573
WisdomTree
WT
$3.46B
$66K ﹤0.01%
6,368
+4,004
+169% +$41.7K
BFX
2574
DELISTED
BowFlex Inc.
BFX
$66K ﹤0.01%
2,893
+183
+7% +$3.9K
IBMJ
2575
DELISTED
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
$66K ﹤0.01%
2,542
+2,142
+536% +$56K
101 102
103
104 105

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HAM
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, up from 5.4% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.