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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.95%
2 Technology 5.46%
3 Industrials 5.09%
4 Consumer Staples 4.99%
5 Healthcare 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EUSA icon
2551
iShares MSCI USA Equal Weighted ETF
EUSA
$1.95B
$44K ﹤0.01%
1,089
+889
+445% +$38.7K
HDGE icon
2552
AdvisorShares Ranger Equity Bear ETF
HDGE
$52.6M
$44K ﹤0.01%
388
– –
LOCO icon
2553
El Pollo Loco
LOCO
$473M
$44K ﹤0.01%
4,080
-270
-6% -$4.22K
MHF
2554
Western Asset Municipal High Income Fund
MHF
$153M
$44K ﹤0.01%
6,000
– –
OII icon
2555
Oceaneering
OII
$5.2B
$44K ﹤0.01%
1,112
-212
-16% -$8.79K
PBF icon
2556
PBF Energy
PBF
$8.52B
$44K ﹤0.01%
+1,407
New +$42.7K
TU icon
2557
Telus
TU
$15.4B
$44K ﹤0.01%
2,814
-5,178
-65% -$86.1K
USNA icon
2558
Usana Health Sciences
USNA
$247M
$44K ﹤0.01%
650
+80
+14% +$5.66K
ROIC
2559
DELISTED
Retail Opportunity Investments Corp.
ROIC
$44K ﹤0.01%
2,699
+200
+8% +$3.3K
HEWG
2560
DELISTED
iShares Currency Hedged MSCI Germany ETF
HEWG
$44K ﹤0.01%
1,955
+68
+4% +$1.7K
ICON
2561
DELISTED
Iconix Brand Group, Inc.
ICON
$44K ﹤0.01%
328
-5,118
-94% -$887K
KLXI
2562
DELISTED
KLX Inc.
KLXI
$44K ﹤0.01%
1,452
+415
+40% +$13.8K
BTU
2563
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
$44K ﹤0.01%
2,192
+80
+4% +$1.81K
GMCR
2564
DELISTED
KEURIG GREEN MTN INC
GMCR
$44K ﹤0.01%
858
+26
+3% +$1.6K
MTCN
2565
DELISTED
ARCELORMITTAL 6% MANDATORILTY CONV SUB NT DUE 2016 (LUX)
MTCN
$44K ﹤0.01%
5,350
– –
WRES
2566
DELISTED
WARREN RESOURCES INC
WRES
$44K ﹤0.01%
89,880
-6,900
-7% -$3.16K
PXLC
2567
DELISTED
POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO
PXLC
$44K ﹤0.01%
1,200
– –
STMP
2568
DELISTED
Stamps.com, Inc.
STMP
$44K ﹤0.01%
596
+420
+239% +$32.6K
ACIW icon
2569
ACI Worldwide
ACIW
$5.4B
$43K ﹤0.01%
2,013
+808
+67% +$18.2K
FDM icon
2570
First Trust Dow Jones Select MicroCap Index Fund
FDM
$273M
$43K ﹤0.01%
1,345
– –
GLPI icon
2571
Gaming and Leisure Properties
GLPI
$12.7B
$43K ﹤0.01%
1,470
– –
HFBL icon
2572
Home Federal Bancorp
HFBL
$73M
$43K ﹤0.01%
3,730
– –
JPXN
2573
iShares JPX-Nikkei 400 ETF
JPXN
$142M
$43K ﹤0.01%
882
+250
+40% +$13.3K
KNCT icon
2574
Invesco Next Gen Connectivity ETF
KNCT
$165M
$43K ﹤0.01%
1,300
– –
MOH icon
2575
Molina Healthcare
MOH
$11.1B
$43K ﹤0.01%
616
-68
-10% -$5.04K
101 102
103
104 105

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.