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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CORE
2551
DELISTED
Core Mark Holding Co., Inc.
CORE
$20K ﹤0.01%
1,064
+4
+0.4% +$72
JMF
2552
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
$20K ﹤0.01%
1,005
– –
NSH
2553
DELISTED
NuStar GP Holdings LLC
NSH
$20K ﹤0.01%
710
-200
-22% -$5.28K
NNJ
2554
DELISTED
NUVEEN (NJ)PREM INCM MUNI FUND
NNJ
$20K ﹤0.01%
1,516
+32
+2% +$419
TGR
2555
DELISTED
ISHARES TARGET DATE RETIREMENT INCOME ETF
TGR
$20K ﹤0.01%
+600
New +$19.7K
RBS.PRF.CL
2556
DELISTED
Royal Bk Of Scotland Gp
RBS.PRF.CL
$20K ﹤0.01%
800
– –
WWAV
2557
DELISTED
The WhiteWave Foods Company
WWAV
$20K ﹤0.01%
867
+796
+1,121% +$16.5K
MDVN
2558
DELISTED
MEDIVATION, INC.
MDVN
$20K ﹤0.01%
622
+362
+139% +$10.9K
FNSR
2559
DELISTED
Finisar Corp
FNSR
$20K ﹤0.01%
826
+251
+44% +$5.73K
BWXT icon
2560
BWX Technologies
BWXT
$15.8B
$19K ﹤0.01%
793
-735
-48% -$17.2K
CATO icon
2561
Cato Corp
CATO
$65.7M
$19K ﹤0.01%
603
– –
CERS icon
2562
Cerus
CERS
$572M
$19K ﹤0.01%
2,900
+1,100
+61% +$6.91K
EMBJ
2563
Embraer S.A. ADS
EMBJ
$13.2B
$19K ﹤0.01%
600
– –
GPK icon
2564
Graphic Packaging
GPK
$3.46B
$19K ﹤0.01%
2,000
– –
GVA icon
2565
Granite Construction
GVA
$5.41B
$19K ﹤0.01%
550
-424
-44% -$13.3K
GWRE icon
2566
Guidewire Software
GWRE
$14.4B
$19K ﹤0.01%
396
– –
NYF icon
2567
iShares New York Muni Bond ETF
NYF
$1.41B
$19K ﹤0.01%
356
– –
RHP icon
2568
Ryman Hospitality Properties
RHP
$7.82B
$19K ﹤0.01%
459
+59
+15% +$2.32K
ROBO icon
2569
ROBO Global Robotics & Automation Index ETF
ROBO
$2.13B
$19K ﹤0.01%
+700
New +$18K
RRX icon
2570
Regal Rexnord
RRX
$11.5B
$19K ﹤0.01%
256
-1
-0.4% -$73
RSPF icon
2571
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$313M
$19K ﹤0.01%
709
+4
+0.6% +$106
THC icon
2572
Tenet Healthcare
THC
$21.5B
$19K ﹤0.01%
458
– –
THO icon
2573
Thor Industries
THO
$4.11B
$19K ﹤0.01%
342
+33
+11% +$1.82K
TTEK icon
2574
Tetra Tech
TTEK
$9.09B
$19K ﹤0.01%
3,325
+505
+18% +$2.73K
TXRH icon
2575
Texas Roadhouse
TXRH
$14.1B
$19K ﹤0.01%
667
-134
-17% -$3.65K
101 102
103
104 105

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.