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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SYNA icon
2526
Synaptics
SYNA
$4.2B
$111K ﹤0.01%
2,815
-203
-7% -$9.15K
PRXL
2527
DELISTED
Parexel International Corp
PRXL
$111K ﹤0.01%
1,260
-233
-16% -$20.4K
ASIX icon
2528
AdvanSix
ASIX
$446M
$110K ﹤0.01%
2,783
+116
+4% +$3.94K
ATRO icon
2529
Astronics
ATRO
$4.57B
$110K ﹤0.01%
5,084
-90
-2% -$1.84K
EWQ icon
2530
iShares MSCI France ETF
EWQ
$332M
$110K ﹤0.01%
+3,547
New +$106K
FCO
2531
DELISTED
abrdn Global Income Fund
FCO
$110K ﹤0.01%
12,270
-2,351
-16% -$20.8K
ATSG
2532
DELISTED
Air Transport Services Group
ATSG
$110K ﹤0.01%
4,504
+1,361
+43% +$31.7K
SAVE
2533
DELISTED
Spirit Airlines, Inc.
SAVE
$110K ﹤0.01%
3,293
+578
+21% +$23.1K
STON
2534
DELISTED
StoneMor Inc.
STON
$110K ﹤0.01%
16,748
-555
-3% -$3.84K
LVL
2535
DELISTED
Invesco S&P Global Dividend Opportunities Index ETF
LVL
$110K ﹤0.01%
10,073
+13
+0.1% +$142
MATX icon
2536
Matsons
MATX
$6.39B
$109K ﹤0.01%
3,870
– –
POOL icon
2537
Pool Corp
POOL
$7.29B
$109K ﹤0.01%
1,012
+412
+69% +$44.6K
SKM icon
2538
SK Telecom
SKM
$14.1B
$109K ﹤0.01%
2,682
-631
-19% -$26.6K
TRST
2539
Trustco Bank Corp NY
TRST
$971M
$109K ﹤0.01%
2,431
+12
+0.5% +$479
AHGP
2540
DELISTED
Alliance Holdings GP
AHGP
$109K ﹤0.01%
3,967
-2,031
-34% -$53.8K
CWEN icon
2541
Clearway Energy Class C
CWEN
$7.02B
$108K ﹤0.01%
5,612
+428
+8% +$7.92K
GORO icon
2542
Goldgroup Mining Inc.
GORO
$211M
$108K ﹤0.01%
28,777
+230
+0.8% +$896
PIPR icon
2543
Piper Sandler
PIPR
$5.54B
$108K ﹤0.01%
7,292
+5,724
+365% +$84.5K
RING icon
2544
iShares MSCI Global Gold Miners ETF
RING
$2.4B
$108K ﹤0.01%
5,777
-1,923
-25% -$36K
UYM icon
2545
ProShares Ultra Materials
UYM
$40M
$108K ﹤0.01%
6,600
-3,200
-33% -$48.3K
INXN
2546
DELISTED
Interxion Holding N.V.
INXN
$108K ﹤0.01%
2,116
-78
-4% -$3.81K
TVPT
2547
DELISTED
Travelport Worldwide Limited
TVPT
$108K ﹤0.01%
6,905
-270
-4% -$3.95K
MTSC
2548
DELISTED
MTS Systems Corp
MTSC
$108K ﹤0.01%
2,012
-136
-6% -$6.86K
CARZ icon
2549
First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF
CARZ
$48.8M
$107K ﹤0.01%
2,665
+2,001
+301% +$76.3K
EPHE icon
2550
iShares MSCI Philippines ETF
EPHE
$146M
$107K ﹤0.01%
2,874
-780
-21% -$28.3K
100 101
102
103 104

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.