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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Financials 5.41%
2 Consumer Staples 5.31%
3 Industrials 5.12%
4 Technology 5.11%
5 Healthcare 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RJA
2526
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Agriculture Total Return
RJA
$69K ﹤0.01%
11,180
-2,212
-17% -$14K
ZNGA
2527
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$69K ﹤0.01%
23,692
+1,410
+6% +$3.93K
TLRD
2528
DELISTED
Tailored Brands, Inc.
TLRD
$69K ﹤0.01%
4,377
+60
+1% +$873
WCG
2529
DELISTED
Wellcare Health Plans, Inc.
WCG
$69K ﹤0.01%
582
+158
+37% +$17.6K
PKY
2530
DELISTED
Parkway, Inc.
PKY
$69K ﹤0.01%
4,076
– –
IBMI
2531
DELISTED
iShares iBonds Sep 2020 Term Muni Bond ETF
IBMI
$69K ﹤0.01%
2,668
+1,288
+93% +$33.4K
GBDC icon
2532
Golub Capital BDC
GBDC
$3.44B
$68K ﹤0.01%
3,740
+218
+6% +$3.99K
GGME icon
2533
Invesco Next Gen Media and Gaming ETF
GGME
$47.2M
$68K ﹤0.01%
2,671
-835
-24% -$21.1K
JD icon
2534
JD.com
JD
$39.2B
$68K ﹤0.01%
2,605
+2,293
+735% +$55.3K
LFUS icon
2535
Littelfuse
LFUS
$11.6B
$68K ﹤0.01%
531
+75
+16% +$9.19K
REMX icon
2536
VanEck Rare Earth/Strategic Metals ETF
REMX
$2.3B
$68K ﹤0.01%
1,405
-133
-9% -$6.82K
SONY icon
2537
Sony
SONY
$142B
$68K ﹤0.01%
10,340
-10,135
-49% -$65K
WNC icon
2538
Wabash National
WNC
$512M
$68K ﹤0.01%
4,749
+3,423
+258% +$46.8K
PTR
2539
DELISTED
PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)
PTR
$68K ﹤0.01%
1,016
– –
EDR
2540
DELISTED
Education Realty Trust Inc
EDR
$68K ﹤0.01%
1,628
-162
-9% -$7.41K
FFKT
2541
DELISTED
Farmers Capital Bank Corp
FFKT
$68K ﹤0.01%
2,300
– –
CPA icon
2542
Copa Holdings
CPA
$6.14B
$67K ﹤0.01%
773
-469
-38% -$35.6K
CRH icon
2543
CRH
CRH
$64.6B
$67K ﹤0.01%
2,016
-1,818
-47% -$57.5K
CTS icon
2544
CTS Corp
CTS
$1.81B
$67K ﹤0.01%
3,600
– –
CX icon
2545
Cemex
CX
$16B
$67K ﹤0.01%
8,838
– –
INO icon
2546
Inovio Pharmaceuticals
INO
$113M
$67K ﹤0.01%
591
+45
+8% +$4.97K
JHMM icon
2547
John Hancock Multifactor Mid Cap ETF
JHMM
$6.2B
$67K ﹤0.01%
2,400
+150
+7% +$4.12K
MCHI icon
2548
iShares MSCI China ETF
MCHI
$6.16B
$67K ﹤0.01%
1,378
+293
+27% +$13.5K
MHD icon
2549
BlackRock MuniHoldings Fund
MHD
$607M
$67K ﹤0.01%
3,655
+46
+1% +$851
NMS icon
2550
Nuveen Minnesota Quality Municipal Income Fund
NMS
$73.5M
$67K ﹤0.01%
3,803
– –
100 101
102
103 104

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, up from 5.4% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.