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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.95%
2 Technology 5.46%
3 Industrials 5.09%
4 Consumer Staples 4.99%
5 Healthcare 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRS
2526
DELISTED
Bristow Group, Inc.
BRS
$46K ﹤0.01%
1,745
+273
+19% +$10.9K
CAA
2527
DELISTED
CalAtlantic Group, Inc.
CAA
$46K ﹤0.01%
1,166
– –
MEET
2528
DELISTED
The Meet Group, Inc. Common Stock
MEET
$46K ﹤0.01%
29,000
-2,500
-8% -$4.09K
JTA
2529
DELISTED
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
$46K ﹤0.01%
4,085
– –
DO
2530
DELISTED
Diamond Offshore Drilling
DO
$46K ﹤0.01%
2,620
-826
-24% -$18.4K
BAH icon
2531
Booz Allen Hamilton
BAH
$9.32B
$45K ﹤0.01%
1,703
-241
-12% -$6.43K
BBN icon
2532
BlackRock Taxable Municipal Bond Trust
BBN
$979M
$45K ﹤0.01%
2,251
-130
-5% -$2.61K
CAR icon
2533
Avis
CAR
$4.87B
$45K ﹤0.01%
1,017
-138
-12% -$5.99K
CLH icon
2534
Clean Harbors
CLH
$17B
$45K ﹤0.01%
1,036
+173
+20% +$8.59K
EUFN icon
2535
iShares MSCI Europe Financials ETF
EUFN
$4.31B
$45K ﹤0.01%
2,172
-140
-6% -$3.14K
FNDE icon
2536
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.94B
$45K ﹤0.01%
2,381
+340
+17% +$7.09K
GUT
2537
Gabelli Utility Trust
GUT
$582M
$45K ﹤0.01%
8,337
+103
+1% +$605
PALI icon
2538
Palisade Bio
PALI
$373M
– –
0
– –
PST icon
2539
ProShares Trust UltraShort Lehman 7-10 Year Treasury
PST
$10.6M
$45K ﹤0.01%
1,990
– –
RBA icon
2540
RB Global
RBA
$15.6B
$45K ﹤0.01%
1,748
+940
+116% +$25.7K
RDY icon
2541
Dr. Reddy's Laboratories
RDY
$10.2B
$45K ﹤0.01%
3,515
+80
+2% +$994
SOXX icon
2542
iShares Semiconductor ETF
SOXX
$46.5B
$45K ﹤0.01%
1,665
-639
-28% -$18.1K
SPB icon
2543
Spectrum Brands
SPB
$2.07B
$45K ﹤0.01%
485
+72
+17% +$7.16K
CHS
2544
DELISTED
Chicos FAS, Inc.
CHS
$45K ﹤0.01%
2,841
-101
-3% -$1.56K
FLOW
2545
DELISTED
SPX FLOW, Inc.
FLOW
$45K ﹤0.01%
+1,297
New +$44.1K
EVEP
2546
DELISTED
EV Energy Partners, L.P.
EVEP
$45K ﹤0.01%
7,447
+3,684
+98% +$32.2K
WAYN
2547
DELISTED
Wayne Savings Bancshares Inc
WAYN
$45K ﹤0.01%
3,599
– –
NSR
2548
DELISTED
Neustar Inc
NSR
$45K ﹤0.01%
1,644
-62
-4% -$1.76K
TOF
2549
DELISTED
TOFUTTI BRANDS INC
TOF
$45K ﹤0.01%
10,238
– –
GPM
2550
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$45K ﹤0.01%
6,292
-1,600
-20% -$12.7K
100 101
102
103 104

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.