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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CBST
2526
DELISTED
CUBIST PHARMACEUTICALS INC
CBST
$21K ﹤0.01%
300
– –
JGT
2527
DELISTED
NUVEEN DIVERSIFIED CURRENCY OPPORTUNIES FUND(USA)
JGT
$21K ﹤0.01%
2,096
-3,350
-62% -$35.1K
ZOLT
2528
DELISTED
ZOLTEK COMPANIES INC
ZOLT
$21K ﹤0.01%
1,252
– –
DM
2529
DELISTED
DOLAN COMPANY COMMON STOCK
DM
$21K ﹤0.01%
30,000
+29,995
+599,900% +$47.9K
DEG
2530
DELISTED
ETABLISSEMENT DELHZ ADS 4 ADS REPTGS 1 ORD SHS
DEG
$21K ﹤0.01%
1,444
-196
-12% -$2.93K
BTE icon
2531
Baytex Energy
BTE
$3.05B
$20K ﹤0.01%
505
+8
+2% +$322
DX
2532
Dynex Capital
DX
$3.23B
$20K ﹤0.01%
850
+250
+42% +$6.27K
ESS icon
2533
Essex Property Trust
ESS
$18.1B
$20K ﹤0.01%
132
-5
-4% -$768
FRO icon
2534
Frontline
FRO
$9.02B
$20K ﹤0.01%
1,051
+140
+15% +$1.92K
GCO icon
2535
Genesco
GCO
$391M
$20K ﹤0.01%
279
– –
HOV icon
2536
Hovnanian Enterprises
HOV
$793M
$20K ﹤0.01%
123
-80
-39% -$10.4K
HTD
2537
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$905M
$20K ﹤0.01%
1,123
+19
+2% +$337
HTLD icon
2538
Heartland Express
HTLD
$950M
$20K ﹤0.01%
1,000
– –
III icon
2539
Information Services Group
III
$249M
$20K ﹤0.01%
4,750
-3,750
-44% -$15.4K
LBTYA icon
2540
Liberty Global Class A
LBTYA
$3.55B
$20K ﹤0.01%
538
– –
PSI icon
2541
Invesco Semiconductors ETF
PSI
$2.59B
$20K ﹤0.01%
3,210
– –
PSK icon
2542
State Street SPDR ICE Preferred Securities ETF
PSK
$685M
$20K ﹤0.01%
503
-223
-31% -$9.1K
PZG icon
2543
Paramount Gold Nevada
PZG
$130M
$20K ﹤0.01%
21,500
– –
SAFE
2544
Safehold
SAFE
$1.09B
$20K ﹤0.01%
281
– –
STM icon
2545
STMicroelectronics
STM
$48.1B
$20K ﹤0.01%
2,455
– –
VRNT
2546
DELISTED
Verint Systems
VRNT
$20K ﹤0.01%
893
-253
-22% -$4.92K
WLY icon
2547
John Wiley & Sons Class A
WLY
$2.63B
$20K ﹤0.01%
360
+1
+0.3% +$51
WRB icon
2548
W.R. Berkley
WRB
$25.9B
$20K ﹤0.01%
1,539
+675
+78% +$8.66K
NXGN
2549
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
$20K ﹤0.01%
959
+117
+14% +$2.64K
ISBC
2550
DELISTED
Investors Bancorp, Inc.
ISBC
$20K ﹤0.01%
1,998
– –
100 101
102
103 104

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.