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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WGO icon
2501
Winnebago Industries
WGO
$919M
$114K ﹤0.01%
2,544
-815
-24% -$30K
ARII
2502
DELISTED
American Railcar Industries, Inc.
ARII
$114K ﹤0.01%
2,972
-479
-14% -$17.5K
KYNB
2503
Kyntra Bio
KYNB
$28.9M
$113K ﹤0.01%
84
-1
-1% -$1.05K
GLAD icon
2504
Gladstone Capital
GLAD
$450M
$113K ﹤0.01%
5,966
– –
KEP icon
2505
Korea Electric Power
KEP
$14.8B
$113K ﹤0.01%
6,712
-3,470
-34% -$65.4K
KNX icon
2506
Knight Transportation
KNX
$11.9B
$113K ﹤0.01%
+2,721
New +$103K
MANH icon
2507
Manhattan Associates
MANH
$11.7B
$113K ﹤0.01%
2,707
-453
-14% -$19.8K
PRLB icon
2508
Protolabs
PRLB
$2.21B
$113K ﹤0.01%
1,394
+18
+1% +$1.3K
TDG icon
2509
TransDigm Group
TDG
$68.7B
$113K ﹤0.01%
444
-61
-12% -$16.5K
ASXC
2510
DELISTED
Asensus Surgical, Inc.
ASXC
$113K ﹤0.01%
6,088
+2,846
+88% +$33.1K
AIV.PRA
2511
DELISTED
Apart. Invst and Mgt Co
AIV.PRA
$113K ﹤0.01%
4,218
-824
-16% -$22.1K
BWLD
2512
DELISTED
Buffalo Wild Wings, Inc.
BWLD
$113K ﹤0.01%
1,081
-138
-11% -$15.3K
IBDJ
2513
DELISTED
iShares iBonds Dec 2017 Term Corporate ETF
IBDJ
$113K ﹤0.01%
4,548
-9,605
-68% -$238K
BFH icon
2514
Bread Financial
BFH
$4.53B
$112K ﹤0.01%
630
-2,485
-80% -$461K
DBO icon
2515
Invesco DB Oil Fund
DBO
$387M
$112K ﹤0.01%
12,754
-389
-3% -$3.23K
FIBK icon
2516
First Interstate BancSystem
FIBK
$3.71B
$112K ﹤0.01%
2,921
+124
+4% +$4.49K
GII icon
2517
State Street SPDR S&P Global Infrastructure ETF
GII
$931M
$112K ﹤0.01%
2,159
-64
-3% -$3.33K
VLY icon
2518
Valley National Bancorp
VLY
$8.31B
$112K ﹤0.01%
9,320
+2,920
+46% +$33.6K
CBM
2519
DELISTED
Cambrex Corporation
CBM
$112K ﹤0.01%
2,024
+1,093
+117% +$60.2K
JD icon
2520
JD.com
JD
$39.5B
$111K ﹤0.01%
2,929
+1,088
+59% +$46.6K
LOPE icon
2521
Grand Canyon Education
LOPE
$3.79B
$111K ﹤0.01%
1,226
+248
+25% +$19.9K
PRK icon
2522
Park National Corp
PRK
$3.75B
$111K ﹤0.01%
1,031
– –
PWR icon
2523
Quanta Services
PWR
$101B
$111K ﹤0.01%
2,979
+717
+32% +$25.1K
RHP icon
2524
Ryman Hospitality Properties
RHP
$7.88B
$111K ﹤0.01%
1,777
+7
+0.4% +$428
SIMO icon
2525
Silicon Motion
SIMO
$8.46B
$111K ﹤0.01%
2,318
-98
-4% -$4.34K
99 100
101
102 103

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HAM
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.